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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLAB icon
2701
Silicon Laboratories
SLAB
$7.29B
$117K ﹤0.01%
1,275
+350
+38% +$34.2K
VGLT icon
2702
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$117K ﹤0.01%
1,620
+14
+0.9% +$1.03K
BMTC
2703
DELISTED
Bryn Mawr Bank Corp
BMTC
$117K ﹤0.01%
2,492
+56
+2% +$2.7K
HABT
2704
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$117K ﹤0.01%
7,314
+5,964
+442% +$85.3K
ARRY
2705
DELISTED
Array Biopharma Inc
ARRY
$117K ﹤0.01%
7,737
-877
-10% -$13.4K
CAE icon
2706
CAE Inc. Common Shares
CAE
$8.42B
$116K ﹤0.01%
5,739
+1,582
+38% +$32.4K
AYX
2707
DELISTED
Alteryx Inc
AYX
$116K ﹤0.01%
2,019
-350
-15% -$17.8K
PDCE
2708
DELISTED
PDC Energy, Inc.
PDCE
$116K ﹤0.01%
2,370
+449
+23% +$24.9K
PFPT
2709
DELISTED
Proofpoint, Inc.
PFPT
$116K ﹤0.01%
1,117
+239
+27% +$27.8K
SRCI
2710
DELISTED
SRC Energy Inc
SRCI
$116K ﹤0.01%
13,123
+11,385
+655% +$114K
CRH icon
2711
CRH
CRH
$64.6B
$115K ﹤0.01%
3,500
-530
-13% -$17.8K
MERC icon
2712
Mercer International
MERC
$31.6M
$115K ﹤0.01%
6,855
+4,065
+146% +$70.8K
SMAR
2713
DELISTED
Smartsheet Inc.
SMAR
$115K ﹤0.01%
+3,685
New +$98.2K
LLEX
2714
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$115K ﹤0.01%
+23,600
New +$118K
ATAXZ
2715
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$115K ﹤0.01%
20,304
-125
-0.6% -$708
CZR
2716
DELISTED
Caesars Entertainment Corporation
CZR
$115K ﹤0.01%
11,172
+6,806
+156% +$71.6K
DMLP icon
2717
Dorchester Minerals
DMLP
$1.36B
$114K ﹤0.01%
5,586
+771
+16% +$14.6K
FFBC icon
2718
First Financial Bancorp
FFBC
$3.61B
$114K ﹤0.01%
3,860
+1,296
+51% +$40.2K
FXE icon
2719
Invesco CurrencyShares Euro Currency Trust
FXE
$342M
$114K ﹤0.01%
1,028
– –
GII icon
2720
State Street SPDR S&P Global Infrastructure ETF
GII
$931M
$114K ﹤0.01%
2,367
-1,676
-41% -$82.9K
MNKD icon
2721
MannKind Corp
MNKD
$1.24B
$114K ﹤0.01%
62,569
+23,055
+58% +$35.3K
TDY icon
2722
Teledyne Technologies
TDY
$31.5B
$114K ﹤0.01%
464
+59
+15% +$13.5K
TFSL icon
2723
TFS Financial
TFSL
$4.95B
$114K ﹤0.01%
7,507
-4,139
-36% -$64.6K
FMS icon
2724
Fresenius Medical Care
FMS
$12.7B
$113K ﹤0.01%
2,190
-242
-10% -$12.1K
GAM
2725
General American Investors Company
GAM
$1.62B
$113K ﹤0.01%
+3,055
New +$110K
107 108
109
110 111

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.