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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFBC icon
2701
First Financial Bancorp
FFBC
$3.61B
$60K ﹤0.01%
2,107
+86
+4% +$2.12K
FLC
2702
Flaherty & Crumrine Total Return Fund
FLC
$176M
$60K ﹤0.01%
2,990
+990
+50% +$20K
INO icon
2703
Inovio Pharmaceuticals
INO
$113M
$60K ﹤0.01%
635
+44
+7% +$3.98K
PB icon
2704
Prosperity Bancshares
PB
$9.02B
$60K ﹤0.01%
838
+1
+0.1% +$63
SEDG icon
2705
SolarEdge
SEDG
$1.99B
$60K ﹤0.01%
4,865
-4,900
-50% -$68K
TOK icon
2706
iShares MSCI Kokusai Fund
TOK
$258M
$60K ﹤0.01%
1,100
– –
CCEC
2707
Capital Clean Energy Carriers
CCEC
$1.36B
$60K ﹤0.01%
2,684
-86
-3% -$1.85K
RRD
2708
DELISTED
RR Donnelley & Sons Co.
RRD
$60K ﹤0.01%
+3,682
New +$66.1K
EQM
2709
DELISTED
EQM Midstream Partners, LP
EQM
$60K ﹤0.01%
778
– –
CPL
2710
DELISTED
CPFL Energia S.A.
CPL
$60K ﹤0.01%
3,884
-632
-14% -$9.35K
ACAD icon
2711
Acadia Pharmaceuticals
ACAD
$4.87B
$59K ﹤0.01%
2,000
+123
+7% +$3.25K
CZNC icon
2712
Citizens & Northern Corp
CZNC
$466M
$59K ﹤0.01%
2,249
– –
DGRS icon
2713
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$417M
$59K ﹤0.01%
1,749
+1,211
+225% +$38.9K
EPU icon
2714
iShares MSCI Peru and Global Exposure ETF
EPU
$545M
$59K ﹤0.01%
+1,794
New +$58.4K
MRC
2715
DELISTED
MRC Global
MRC
$59K ﹤0.01%
2,885
+1,260
+78% +$22.9K
SKT icon
2716
Tanger
SKT
$4.42B
$59K ﹤0.01%
1,623
-127
-7% -$4.48K
TCBI icon
2717
Texas Capital Bancshares
TCBI
$4.39B
$59K ﹤0.01%
752
+434
+136% +$29.3K
TWLO icon
2718
Twilio
TWLO
$36.6B
$59K ﹤0.01%
2,050
+1,015
+98% +$38K
USNA icon
2719
Usana Health Sciences
USNA
$247M
$59K ﹤0.01%
970
– –
VOYA icon
2720
Voya Financial
VOYA
$9.2B
$59K ﹤0.01%
1,603
+221
+16% +$7.79K
WRI
2721
DELISTED
Weingarten Realty Investors
WRI
$59K ﹤0.01%
1,640
+102
+7% +$3.66K
TFCF
2722
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$59K ﹤0.01%
2,180
+290
+15% +$7.77K
LHO
2723
DELISTED
LaSalle Hotel Properties
LHO
$59K ﹤0.01%
2,142
-7,058
-77% -$190K
AAV
2724
DELISTED
Advantage Oil & Gas Ltd
AAV
$59K ﹤0.01%
8,675
+1,450
+20% +$10.2K
WAYN
2725
DELISTED
Wayne Savings Bancshares Inc
WAYN
$59K ﹤0.01%
3,599
– –
107 108
109
110 111

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.