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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFBL icon
2701
Home Federal Bancorp
HFBL
$73M
$41K ﹤0.01%
3,730
– –
QDF icon
2702
FlexShares Quality Dividend Index Fund
QDF
$2.28B
$41K ﹤0.01%
1,172
+820
+233% +$29.1K
QYLD icon
2703
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.3B
$41K ﹤0.01%
1,732
+932
+117% +$21.8K
SMG icon
2704
ScottsMiracle-Gro
SMG
$3.55B
$41K ﹤0.01%
638
+7
+1% +$464
USCI icon
2705
US Commodity Index
USCI
$375M
$41K ﹤0.01%
1,022
-394
-28% -$16.2K
XSW icon
2706
State Street SPDR S&P Software & Services ETF
XSW
$505M
$41K ﹤0.01%
810
– –
ENDP
2707
DELISTED
Endo International plc
ENDP
$41K ﹤0.01%
682
-954
-58% -$58K
FLGE
2708
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$41K ﹤0.01%
326
– –
BGG
2709
DELISTED
Briggs & Stratton Corp.
BGG
$41K ﹤0.01%
2,400
-1,779
-43% -$33.3K
GHDX
2710
DELISTED
Genomic Health, Inc.
GHDX
$41K ﹤0.01%
1,173
-185
-14% -$4.96K
RSTI
2711
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$41K ﹤0.01%
1,524
+50
+3% +$1.39K
HNR
2712
DELISTED
Harvest Natural Resources
HNR
$41K ﹤0.01%
24,025
+500
+2% +$1.87K
JPP
2713
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
$41K ﹤0.01%
876
– –
BBLU
2714
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$41K ﹤0.01%
81,759
+5,000
+7% +$3.15K
KBWC
2715
DELISTED
POWERSHARES KBW CAP MKT PORT
KBWC
$41K ﹤0.01%
785
– –
EDE
2716
DELISTED
Empire District Electric
EDE
$41K ﹤0.01%
1,454
-327
-18% -$7.75K
SBND
2717
DELISTED
DEUTSCHE BK AG LONDON DB 3X SHORT US TREAS BD ETN
SBND
$41K ﹤0.01%
8,605
– –
ACAD icon
2718
Acadia Pharmaceuticals
ACAD
$4.87B
$40K ﹤0.01%
1,131
-31
-3% -$1.09K
ALNY icon
2719
Alnylam Pharmaceuticals
ALNY
$30.6B
$40K ﹤0.01%
426
+100
+31% +$9.27K
APOG icon
2720
Apogee Enterprises
APOG
$889M
$40K ﹤0.01%
925
+548
+145% +$26.5K
CRL icon
2721
Charles River Laboratories
CRL
$13.4B
$40K ﹤0.01%
513
+27
+6% +$1.95K
EGO icon
2722
Eldorado Gold
EGO
$10.4B
$40K ﹤0.01%
2,640
-518
-16% -$8.71K
FCEL icon
2723
FuelCell Energy
FCEL
$1.79B
$40K ﹤0.01%
22
-1
-4% -$3.22K
FCPT icon
2724
Four Corners Property Trust
FCPT
$2.77B
$40K ﹤0.01%
+2,308
New +$36K
FEMS icon
2725
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$254M
$40K ﹤0.01%
1,466
+71
+5% +$2.01K
107 108
109
110 111

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.