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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBT icon
2676
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$310M
$122K ﹤0.01%
3,192
-400
-11% -$14.7K
YMLI
2677
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
$122K ﹤0.01%
9,272
-356
-4% -$4.8K
DM
2678
DELISTED
Dominion Energy Midstream Ptr LP
DM
$122K ﹤0.01%
6,816
+6,203
+1,012% +$99.4K
PI icon
2679
Impinj
PI
$5.28B
$121K ﹤0.01%
4,893
-225
-4% -$4.97K
PICK icon
2680
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.27B
$121K ﹤0.01%
3,708
+716
+24% +$22.7K
QDF icon
2681
FlexShares Quality Dividend Index Fund
QDF
$2.28B
$121K ﹤0.01%
2,564
+1,674
+188% +$78.6K
SAIC icon
2682
Saic
SAIC
$5.36B
$121K ﹤0.01%
1,514
-223
-13% -$19K
LM
2683
DELISTED
Legg Mason, Inc.
LM
$121K ﹤0.01%
3,902
-1,715
-31% -$55.5K
ACM icon
2684
Aecom
ACM
$8.12B
$120K ﹤0.01%
3,713
-1,258
-25% -$41.5K
IGRO icon
2685
iShares International Dividend Growth ETF
IGRO
$1.31B
$120K ﹤0.01%
2,115
+700
+49% +$39.3K
INDB icon
2686
Independent Bank
INDB
$4.07B
$120K ﹤0.01%
1,466
+171
+13% +$14.9K
MC icon
2687
Moelis & Co
MC
$5.07B
$120K ﹤0.01%
2,200
+354
+19% +$20.8K
USNA icon
2688
Usana Health Sciences
USNA
$247M
$120K ﹤0.01%
999
-35
-3% -$4.34K
AEIS icon
2689
Advanced Energy
AEIS
$13.2B
$119K ﹤0.01%
2,303
-676
-23% -$39.1K
DBB icon
2690
Invesco DB Base Metals Fund
DBB
$315M
$119K ﹤0.01%
7,112
-9,808
-58% -$160K
ITUB icon
2691
Itaú Unibanco
ITUB
$81.6B
$119K ﹤0.01%
22,303
+5,399
+32% +$29K
UTL icon
2692
Unitil
UTL
$995M
$119K ﹤0.01%
2,343
+175
+8% +$8.93K
FRGI
2693
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$119K ﹤0.01%
4,445
-7,120
-62% -$204K
TFCF
2694
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$119K ﹤0.01%
2,622
+13
+0.5% +$590
JHMF
2695
DELISTED
John Hancock Multifactor Financials ETF
JHMF
$119K ﹤0.01%
3,201
+500
+19% +$18.8K
CRAK icon
2696
VanEck Oil Refiners ETF
CRAK
$273M
$118K ﹤0.01%
3,328
– –
AIV
2697
Aimco
AIV
$383M
$117K ﹤0.01%
19,991
+653
+3% +$3.76K
KEP icon
2698
Korea Electric Power
KEP
$15.1B
$117K ﹤0.01%
8,902
-1,119
-11% -$15.3K
NNI icon
2699
Nelnet
NNI
$4.57B
$117K ﹤0.01%
2,055
+622
+43% +$36.4K
PSCD icon
2700
Invesco S&P SmallCap Consumer Discretionary ETF
PSCD
$24.3M
$117K ﹤0.01%
+1,715
New +$118K
106 107
108
109 110

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.