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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAD icon
2626
Quad
QUAD
$515M
$67K ﹤0.01%
2,499
+30
+1% +$776
SPLB icon
2627
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$67K ﹤0.01%
2,505
+411
+20% +$11.1K
TOVX icon
2628
Theriva Biologics
TOVX
$10.6M
$67K ﹤0.01%
10
– –
DUC
2629
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$67K ﹤0.01%
7,175
+4,410
+159% +$41.2K
ACIA
2630
DELISTED
Acacia Communications Inc
ACIA
$67K ﹤0.01%
1,085
+579
+114% +$44.1K
PMR
2631
DELISTED
Invesco Dynamic Retail ETF
PMR
$67K ﹤0.01%
+1,851
New +$66.8K
IDTI
2632
DELISTED
Integrated Device Technology I
IDTI
$67K ﹤0.01%
2,815
-978
-26% -$22.6K
EEQ
2633
DELISTED
Enbridge Energy Management Llc
EEQ
$67K ﹤0.01%
3,113
-1,172
-27% -$23.7K
ABE
2634
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$67K ﹤0.01%
5,930
-2,278
-28% -$26.7K
TVIX
2635
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$67K ﹤0.01%
+7
New +$97.1K
ERH
2636
Allspring Utilities & High Income Fund
ERH
$103M
$66K ﹤0.01%
5,545
-1,021
-16% -$12.2K
FARM
2637
DELISTED
Farmer Brothers
FARM
$66K ﹤0.01%
+1,822
New +$61.7K
NTNX icon
2638
Nutanix
NTNX
$18B
$66K ﹤0.01%
2,500
+1,000
+67% +$29.8K
PCRX icon
2639
Pacira BioSciences
PCRX
$914M
$66K ﹤0.01%
1,977
+45
+2% +$1.5K
RELX icon
2640
RELX
RELX
$60.1B
$66K ﹤0.01%
3,597
-690
-16% -$12.2K
SPMB icon
2641
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.05B
$66K ﹤0.01%
2,495
+1,600
+179% +$42.6K
TEAM icon
2642
Atlassian
TEAM
$41.2B
$66K ﹤0.01%
2,738
+1,315
+92% +$35.5K
EQC
2643
DELISTED
Equity Commonwealth
EQC
$66K ﹤0.01%
2,202
-523
-19% -$15.5K
KBAL
2644
DELISTED
Kimball International
KBAL
$66K ﹤0.01%
3,740
– –
KITE
2645
DELISTED
Kite Pharma, Inc.
KITE
$66K ﹤0.01%
1,484
+284
+24% +$13.9K
FNCF
2646
DELISTED
iShares Edge MSCI Multifactor Financials ETF
FNCF
$66K ﹤0.01%
+2,200
New +$61.9K
CPA icon
2647
Copa Holdings
CPA
$6.11B
$65K ﹤0.01%
711
-62
-8% -$5.62K
DLB icon
2648
Dolby
DLB
$5.83B
$65K ﹤0.01%
1,446
+321
+29% +$15.5K
GRX
2649
Gabelli Healthcare & Wellness Trust
GRX
$147M
$65K ﹤0.01%
6,934
+2,278
+49% +$22.2K
BRSL
2650
Brightstar Lottery PLC
BRSL
$2.16B
$65K ﹤0.01%
2,534
-4,973
-66% -$133K
104 105
106
107 108

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.