We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKY icon
2601
Champion Homes
SKY
$5.13B
$166K ﹤0.01%
5,494
-232
-4% -$6.71K
CHK.PRD
2602
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$166K ﹤0.01%
3,862
+200
+5% +$8.84K
COLD icon
2603
Americold
COLD
$4.25B
$165K ﹤0.01%
4,456
+904
+25% +$31.8K
TYL icon
2604
Tyler Technologies
TYL
$13.5B
$165K ﹤0.01%
627
+10
+2% +$2.45K
UHT
2605
Universal Health Realty Income Trust
UHT
$574M
$165K ﹤0.01%
1,621
-727
-31% -$68.5K
MFL
2606
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$165K ﹤0.01%
12,238
-371
-3% -$4.99K
GHDX
2607
DELISTED
Genomic Health, Inc.
GHDX
$165K ﹤0.01%
2,435
-866
-26% -$59.5K
BDC icon
2608
Belden
BDC
$5.31B
$164K ﹤0.01%
3,068
-519
-14% -$26K
PZZA icon
2609
Papa John's
PZZA
$799M
$164K ﹤0.01%
3,146
+98
+3% +$4.62K
ARLP icon
2610
Alliance Resource Partners
ARLP
$3.27B
$163K ﹤0.01%
10,204
-1,079
-10% -$17.6K
BG icon
2611
Bunge Global
BG
$21.8B
$163K ﹤0.01%
2,938
+50
+2% +$2.79K
CALF icon
2612
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.89B
$163K ﹤0.01%
6,602
– –
HYDB icon
2613
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$163K ﹤0.01%
3,229
+900
+39% +$45.2K
OXSQ icon
2614
Oxford Square Capital
OXSQ
$157M
$163K ﹤0.01%
26,216
+15,000
+134% +$95.7K
SPXL icon
2615
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.36B
$163K ﹤0.01%
3,123
-234
-7% -$12.1K
CPA icon
2616
Copa Holdings
CPA
$6.14B
$162K ﹤0.01%
1,640
+242
+17% +$24.4K
UPWK icon
2617
Upwork
UPWK
$1.06B
$162K ﹤0.01%
12,189
+5,515
+83% +$84.1K
PB icon
2618
Prosperity Bancshares
PB
$9.02B
$161K ﹤0.01%
2,278
-629
-22% -$42.3K
FFWM
2619
DELISTED
First Foundation Inc
FFWM
$160K ﹤0.01%
10,500
– –
GHC icon
2620
Graham Holdings Company
GHC
$5.04B
$160K ﹤0.01%
225
-11
-5% -$7.8K
NKSH icon
2621
National Bankshares
NKSH
$270M
$160K ﹤0.01%
3,995
– –
NUDM icon
2622
Nuveen ESG International Developed Markets Equity ETF
NUDM
$728M
$160K ﹤0.01%
6,204
-378
-6% -$9.59K
NVAX icon
2623
Novavax
NVAX
$1.33B
$160K ﹤0.01%
31,747
+12,400
+64% +$67.9K
RSPM icon
2624
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$184M
$160K ﹤0.01%
7,350
+980
+15% +$21.2K
IBTX
2625
DELISTED
Independent Bank Group, Inc.
IBTX
$160K ﹤0.01%
3,038
+13
+0.4% +$687
103 104
105
106 107

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.