We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAD icon
2601
Quad
QUAD
$513M
$41K ﹤0.01%
3,377
-81
-2% -$1.23K
TDG icon
2602
TransDigm Group
TDG
$69.5B
$41K ﹤0.01%
191
-12
-6% -$2.75K
XPO icon
2603
XPO
XPO
$24.7B
$41K ﹤0.01%
4,953
+330
+7% +$4.33K
Z icon
2604
Zillow
Z
$7.82B
$41K ﹤0.01%
+1,536
New +$40.1K
EBSB
2605
DELISTED
Meridian Bancorp, Inc.
EBSB
$41K ﹤0.01%
3,000
– –
AVX
2606
DELISTED
AVX Corporation
AVX
$41K ﹤0.01%
3,148
-27
-0.9% -$352
TFCF
2607
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$41K ﹤0.01%
1,535
-2
-0.1% -$59
FIGY
2608
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$41K ﹤0.01%
396
– –
AFOP
2609
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$41K ﹤0.01%
2,437
+437
+22% +$8.21K
RWG
2610
DELISTED
COLUMBIA SELECT LARGE CAP GROWTH ETF
RWG
$41K ﹤0.01%
950
– –
BOBE
2611
DELISTED
Bob Evans Farms, Inc.
BOBE
$41K ﹤0.01%
954
-2,400
-72% -$114K
ANDE icon
2612
Andersons Inc
ANDE
$2.24B
$40K ﹤0.01%
1,171
+484
+70% +$17.3K
CADE
2613
DELISTED
Cadence Bank
CADE
$40K ﹤0.01%
1,700
-134
-7% -$3.3K
CE icon
2614
Celanese
CE
$5.01B
$40K ﹤0.01%
675
-118
-15% -$7.49K
KN icon
2615
Knowles
KN
$3.29B
$40K ﹤0.01%
2,150
-19
-0.9% -$325
NOG icon
2616
Northern Oil and Gas
NOG
$2.61B
$40K ﹤0.01%
901
– –
CTR
2617
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$40K ﹤0.01%
580
– –
DEX
2618
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$40K ﹤0.01%
4,365
-67
-2% -$684
JPP
2619
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
$40K ﹤0.01%
876
-92
-10% -$4.31K
QLIK
2620
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$40K ﹤0.01%
1,111
+649
+140% +$25.1K
GMAN
2621
DELISTED
Gordmans Stores, Inc.
GMAN
$40K ﹤0.01%
11,500
– –
SBND
2622
DELISTED
DEUTSCHE BK AG LONDON DB 3X SHORT US TREAS BD ETN
SBND
$40K ﹤0.01%
8,605
– –
ATEX icon
2623
Anterix
ATEX
$1.79B
$39K ﹤0.01%
+1,300
New +$42.6K
CRS icon
2624
Carpenter Technology
CRS
$27.1B
$39K ﹤0.01%
1,309
-2,054
-61% -$74.8K
DAR icon
2625
Darling Ingredients
DAR
$10.6B
$39K ﹤0.01%
3,496
+78
+2% +$997
103 104
105
106 107

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.