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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QABA icon
2601
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.8M
$16K ﹤0.01%
+500
New +$16.1K
SAFE
2602
Safehold
SAFE
$1.1B
$16K ﹤0.01%
281
+242
+621% +$13.6K
SONY icon
2603
Sony
SONY
$138B
$16K ﹤0.01%
3,870
+5
+0.1% +$21
SPHB icon
2604
Invesco S&P 500 High Beta ETF
SPHB
$956M
$16K ﹤0.01%
575
-25
-4% -$661
TER icon
2605
Teradyne
TER
$64.2B
$16K ﹤0.01%
961
– –
CBD
2606
DELISTED
Companhia Brasileira de Distribuicao
CBD
$16K ﹤0.01%
350
+131
+60% +$5.75K
Y
2607
DELISTED
Alleghany Corp
Y
$16K ﹤0.01%
39
-3
-7% -$1.2K
CMD
2608
DELISTED
Cantel Medical Corporation
CMD
$16K ﹤0.01%
517
+68
+15% +$1.81K
MXWL
2609
DELISTED
Maxwell Technologies Inc
MXWL
$16K ﹤0.01%
1,740
-6,446
-79% -$55.9K
SYNT
2610
DELISTED
Syntel Inc
SYNT
$16K ﹤0.01%
392
+34
+9% +$1.24K
CCG
2611
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$16K ﹤0.01%
1,521
-3,679
-71% -$41K
AVL
2612
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$16K ﹤0.01%
17,075
+12,600
+282% +$10.3K
PGI
2613
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$16K ﹤0.01%
1,659
+2
+0.1% +$21
LRE
2614
DELISTED
LRR ENERGY LP
LRE
$16K ﹤0.01%
1,000
– –
SUSQ
2615
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$16K ﹤0.01%
1,256
– –
RBS.PRQ
2616
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$16K ﹤0.01%
717
-2,636
-79% -$56.5K
AHD
2617
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$16K ﹤0.01%
301
– –
NTP
2618
DELISTED
Nam Tai Property Inc.
NTP
$16K ﹤0.01%
+2,000
New +$14.9K
PWO
2619
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$16K ﹤0.01%
252
– –
ARP
2620
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$16K ﹤0.01%
775
+745
+2,483% +$15.8K
BRC icon
2621
Brady Corp
BRC
$4.43B
$15K ﹤0.01%
507
-20
-4% -$657
CE icon
2622
Celanese
CE
$4.86B
$15K ﹤0.01%
262
– –
DIG icon
2623
ProShares Ultra Energy
DIG
$83.4M
$15K ﹤0.01%
200
– –
EA
2624
DELISTED
Electronic Arts
EA
$15K ﹤0.01%
590
-270
-31% -$7.01K
ELP
2625
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$15K ﹤0.01%
2,633
+1,533
+139% +$7.91K
103 104
105
106 107

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.