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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NATI
2576
DELISTED
National Instruments Corp
NATI
$141K ﹤0.01%
2,929
+1,042
+55% +$47.5K
NXQ
2577
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$141K ﹤0.01%
10,512
-2,293
-18% -$31K
ACV
2578
Virtus Diversified Income & Convertible Fund
ACV
$286M
$140K ﹤0.01%
5,656
-27,649
-83% -$675K
BIO icon
2579
Bio-Rad Laboratories Class A
BIO
$9.53B
$140K ﹤0.01%
454
-510
-53% -$158K
CTS icon
2580
CTS Corp
CTS
$1.81B
$140K ﹤0.01%
4,078
+478
+13% +$17.3K
HEES
2581
DELISTED
H&E Equipment Services
HEES
$140K ﹤0.01%
3,695
-39,501
-91% -$1.43M
NTLA icon
2582
Intellia Therapeutics
NTLA
$1.67B
$140K ﹤0.01%
4,863
+928
+24% +$27K
WBT
2583
DELISTED
Welbilt, Inc.
WBT
$140K ﹤0.01%
6,706
+249
+4% +$5.49K
VRTU
2584
DELISTED
Virtusa Corporation
VRTU
$140K ﹤0.01%
2,603
+1,332
+105% +$72.4K
CW icon
2585
Curtiss-Wright
CW
$25.8B
$139K ﹤0.01%
1,012
– –
EVR icon
2586
Evercore
EVR
$11.8B
$139K ﹤0.01%
1,386
-1,428
-51% -$154K
OSBC icon
2587
Old Second Bancorp
OSBC
$1.32B
$139K ﹤0.01%
9,000
– –
LL
2588
DELISTED
LL Flooring Holdings, Inc.
LL
$139K ﹤0.01%
8,976
+143
+2% +$2.88K
S
2589
DELISTED
Sprint Corporation
S
$139K ﹤0.01%
21,352
-38,144
-64% -$227K
IBDC
2590
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$139K ﹤0.01%
5,372
+2,467
+85% +$64K
ONTL
2591
DELISTED
OShares FTSE Russell International Quality Dividend ETF
ONTL
$139K ﹤0.01%
5,270
+1,895
+56% +$50.4K
EPU icon
2592
iShares MSCI Peru and Global Exposure ETF
EPU
$545M
$138K ﹤0.01%
3,750
+832
+29% +$31.6K
STLA icon
2593
Stellantis
STLA
$20.2B
$138K ﹤0.01%
7,831
-4,711
-38% -$83.2K
SAL
2594
DELISTED
Salisbury Bancorp, Inc.
SAL
$138K ﹤0.01%
6,416
+10
+0.2% +$214
WWE
2595
DELISTED
World Wrestling Entertainment
WWE
$137K ﹤0.01%
1,409
-516
-27% -$42.7K
EVX icon
2596
VanEck Environmental Services ETF
EVX
$102M
$136K ﹤0.01%
7,025
+2,140
+44% +$41.1K
PVL
2597
Permianville Royalty Trust
PVL
$58.1M
$136K ﹤0.01%
+38,800
New +$138K
BBN icon
2598
BlackRock Taxable Municipal Bond Trust
BBN
$979M
$135K ﹤0.01%
6,350
-2,551
-29% -$55.7K
KYNB
2599
Kyntra Bio
KYNB
$28.5M
$135K ﹤0.01%
89
-3
-3% -$4.62K
MFDX icon
2600
PIMCO RAFI Multi-Factor International Equity ETF
MFDX
$472M
$135K ﹤0.01%
5,230
+3,231
+162% +$83.1K
102 103
104
105 106

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.