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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATY icon
2576
Cathay General Bancorp
CATY
$4.32B
$71K ﹤0.01%
1,878
+1,733
+1,195% +$58.6K
DLX icon
2577
Deluxe
DLX
$1.11B
$71K ﹤0.01%
1,002
-47
-4% -$3.15K
GNRC icon
2578
Generac Holdings
GNRC
$13B
$71K ﹤0.01%
1,749
-620
-26% -$24.6K
SMMV icon
2579
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$294M
$71K ﹤0.01%
+2,750
New +$68.8K
HTLF
2580
DELISTED
Heartland Financial USA, Inc.
HTLF
$71K ﹤0.01%
1,465
– –
SPWR
2581
DELISTED
SunPower Corporation Common Stock
SPWR
$71K ﹤0.01%
16,438
-4,642
-22% -$22.7K
WDR
2582
DELISTED
Waddell & Reed Financial, Inc.
WDR
$71K ﹤0.01%
3,611
-3,017
-46% -$56.1K
IBMH
2583
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$71K ﹤0.01%
2,792
– –
CVRR
2584
DELISTED
CVR Refining, LP
CVRR
$71K ﹤0.01%
6,835
-1,289
-16% -$11.3K
CPRI icon
2585
Capri Holdings
CPRI
$1.76B
$70K ﹤0.01%
1,645
+165
+11% +$7.84K
CRH icon
2586
CRH
CRH
$64.5B
$70K ﹤0.01%
2,030
+14
+0.7% +$466
MMS icon
2587
Maximus
MMS
$2.89B
$70K ﹤0.01%
1,250
-1,872
-60% -$102K
ECOL
2588
DELISTED
US Ecology, Inc.
ECOL
$70K ﹤0.01%
1,406
+5
+0.4% +$226
FIT
2589
DELISTED
Fitbit, Inc. Class A common stock
FIT
$70K ﹤0.01%
9,426
-6,649
-41% -$68.1K
AIG.WS
2590
DELISTED
American International Group, Inc.
AIG.WS
$70K ﹤0.01%
3,033
-15
-0.5% -$327
HSBC.PRA
2591
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$70K ﹤0.01%
2,770
-1,375
-33% -$35K
OTIV
2592
DELISTED
OTI On Track Innovations Ltd
OTIV
$70K ﹤0.01%
40,000
– –
DCH
2593
Dauch Corp
DCH
$1.61B
$69K ﹤0.01%
3,559
-1,693
-32% -$28.7K
BFK
2594
DELISTED
BlackRock Municipal Income Trust
BFK
$69K ﹤0.01%
5,000
+1,311
+36% +$18.8K
BKF icon
2595
iShares MSCI BIC ETF
BKF
$76.4M
$69K ﹤0.01%
2,174
+6
+0.3% +$199
IAE
2596
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$94.4M
$69K ﹤0.01%
7,904
+5,461
+224% +$50.2K
JHMM icon
2597
John Hancock Multifactor Mid Cap ETF
JHMM
$6.19B
$69K ﹤0.01%
2,400
– –
CALY
2598
Callaway Golf Company
CALY
$2.94B
$69K ﹤0.01%
6,268
-995
-14% -$11.3K
NAZ icon
2599
Nuveen Arizona Quality Municipal Income Fund
NAZ
$160M
$69K ﹤0.01%
4,957
-1,839
-27% -$26.9K
NOW icon
2600
ServiceNow
NOW
$129B
$69K ﹤0.01%
4,550
-1,690
-27% -$27.3K
102 103
104
105 106

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.