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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEN
2551
Tsakos Energy Navigation Ltd
TEN
$1.23B
$125K ﹤0.01%
6,375
+2,908
+84% +$62.6K
SMM
2552
DELISTED
Salient Midstream & MLP Fund
SMM
$125K ﹤0.01%
11,310
+1,301
+13% +$13.8K
KRA
2553
DELISTED
Kraton Corporation
KRA
$125K ﹤0.01%
2,589
+552
+27% +$25.6K
STL
2554
DELISTED
Sterling Bancorp
STL
$125K ﹤0.01%
5,086
+1,582
+45% +$39.2K
FLRT icon
2555
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$670M
$124K ﹤0.01%
2,532
-4,674
-65% -$230K
IBDQ
2556
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$124K ﹤0.01%
4,941
+2,980
+152% +$74.7K
NICE icon
2557
Nice
NICE
$6.17B
$124K ﹤0.01%
1,352
+372
+38% +$31.7K
BSE
2558
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$124K ﹤0.01%
9,406
– –
CWEN icon
2559
Clearway Energy Class C
CWEN
$7.02B
$123K ﹤0.01%
6,491
+879
+16% +$16.7K
FIBK icon
2560
First Interstate BancSystem
FIBK
$3.7B
$123K ﹤0.01%
3,080
+159
+5% +$6.18K
FNDB icon
2561
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.48B
$123K ﹤0.01%
9,906
+1,209
+14% +$14.5K
FTI icon
2562
TechnipFMC
FTI
$30.1B
$123K ﹤0.01%
5,307
+3,214
+154% +$66.5K
LYTS icon
2563
LSI Industries
LYTS
$912M
$123K ﹤0.01%
17,856
-27,866
-61% -$188K
OMCL icon
2564
Omnicell
OMCL
$1.72B
$123K ﹤0.01%
2,511
+118
+5% +$5.95K
OSBC icon
2565
Old Second Bancorp
OSBC
$1.31B
$123K ﹤0.01%
9,000
– –
LL
2566
DELISTED
LL Flooring Holdings, Inc.
LL
$123K ﹤0.01%
3,900
+250
+7% +$7.91K
GMLP
2567
DELISTED
Golar LNG Partners LP
GMLP
$123K ﹤0.01%
5,431
-7,975
-59% -$175K
NNC
2568
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$123K ﹤0.01%
9,525
-10,129
-52% -$133K
CLH icon
2569
Clean Harbors
CLH
$16.9B
$122K ﹤0.01%
2,277
+1,117
+96% +$60.5K
FL
2570
DELISTED
Foot Locker
FL
$122K ﹤0.01%
2,596
-1,323
-34% -$49.4K
GYLD icon
2571
Arrow Dow Jones Global Yield ETF
GYLD
$38M
$122K ﹤0.01%
6,762
-3,399
-33% -$61.5K
REMX icon
2572
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.23B
$122K ﹤0.01%
1,354
+253
+23% +$21K
SNSR icon
2573
Global X Internet of Things ETF
SNSR
$224M
$122K ﹤0.01%
6,156
+900
+17% +$17.8K
UYM icon
2574
ProShares Ultra Materials
UYM
$40M
$122K ﹤0.01%
6,600
– –
CEZ
2575
DELISTED
VictoryShares Emerging Market Volatility Wtd ETF
CEZ
$122K ﹤0.01%
4,132
+1,716
+71% +$50.1K
101 102
103
104 105

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.