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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUC
2526
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$52K ﹤0.01%
5,721
+92
+2% +$858
MBFI
2527
DELISTED
MB Financial Corp
MBFI
$52K ﹤0.01%
1,617
+38
+2% +$1.27K
DLB icon
2528
Dolby
DLB
$5.84B
$51K ﹤0.01%
1,521
+315
+26% +$10.8K
FXC icon
2529
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.9M
$51K ﹤0.01%
712
+320
+82% +$23.8K
INFY icon
2530
Infosys
INFY
$49B
$51K ﹤0.01%
6,080
-1,680
-22% -$14.6K
JHMM icon
2531
John Hancock Multifactor Mid Cap ETF
JHMM
$6.2B
$51K ﹤0.01%
+2,000
New +$51.8K
MEAR icon
2532
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$51K ﹤0.01%
+1,023
New +$51.2K
NDSN icon
2533
Nordson
NDSN
$17.2B
$51K ﹤0.01%
802
+28
+4% +$1.92K
NML
2534
Neuberger Energy Infrastructure and Income Fund Inc
NML
$610M
$51K ﹤0.01%
6,270
– –
PBF icon
2535
PBF Energy
PBF
$8.52B
$51K ﹤0.01%
1,442
+35
+2% +$1.23K
BCIC
2536
BCP Investment Corp
BCIC
$94.7M
$51K ﹤0.01%
1,250
-1,391
-53% -$64.2K
SPB icon
2537
Spectrum Brands
SPB
$2.07B
$51K ﹤0.01%
497
+12
+2% +$1.15K
ECOL
2538
DELISTED
US Ecology, Inc.
ECOL
$51K ﹤0.01%
1,383
-3,460
-71% -$138K
AXE
2539
DELISTED
Anixter International Inc
AXE
$51K ﹤0.01%
833
-75
-8% -$4.8K
ISCA
2540
DELISTED
International Speedway Corp
ISCA
$51K ﹤0.01%
1,513
-125
-8% -$4.35K
SBY
2541
DELISTED
Silver Bay Realty Trust Corp.
SBY
$51K ﹤0.01%
3,214
-397
-11% -$6.32K
NPF
2542
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$51K ﹤0.01%
3,746
-750
-17% -$9.92K
ANF icon
2543
Abercrombie & Fitch
ANF
$4.8B
$50K ﹤0.01%
1,877
-566
-23% -$13.1K
DGT icon
2544
State Street SPDR Global Dow ETF
DGT
$630M
$50K ﹤0.01%
772
+3
+0.4% +$198
EFC
2545
Ellington Financial
EFC
$1.76B
$50K ﹤0.01%
2,978
+226
+8% +$4K
GWRE icon
2546
Guidewire Software
GWRE
$14.6B
$50K ﹤0.01%
839
+173
+26% +$10K
NFLT icon
2547
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$463M
$50K ﹤0.01%
2,000
+1,000
+100% +$24.9K
ODP
2548
DELISTED
ODP
ODP
$50K ﹤0.01%
886
+1
+0.1% +$67
SSL icon
2549
Sasol
SSL
$7.39B
$50K ﹤0.01%
1,851
-454
-20% -$13.3K
WPS
2550
DELISTED
iShares International Developed Property ETF
WPS
$50K ﹤0.01%
1,409
-396
-22% -$14.1K
100 101
102
103 104

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.