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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.12%
2 Technology 5.85%
3 Industrials 5.13%
4 Consumer Staples 4.86%
5 Healthcare 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMT
2501
PennyMac Mortgage Investment
PMT
$827M
$85K ﹤0.01%
4,790
-3,060
-39% -$51.9K
TDF
2502
Templeton Dragon Fund
TDF
$274M
$85K ﹤0.01%
4,521
+782
+21% +$13.9K
TTEK icon
2503
Tetra Tech
TTEK
$9.09B
$85K ﹤0.01%
10,400
-155
-1% -$1.28K
NDP
2504
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$85K ﹤0.01%
650
+612
+1,611% +$80.2K
ZIXI
2505
DELISTED
Zix Corporation
ZIXI
$85K ﹤0.01%
17,600
– –
TIF
2506
DELISTED
Tiffany & Co.
TIF
$85K ﹤0.01%
905
-100
-10% -$8.53K
EQM
2507
DELISTED
EQM Midstream Partners, LP
EQM
$85K ﹤0.01%
1,104
+326
+42% +$25.5K
BRCD
2508
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$85K ﹤0.01%
6,761
-54
-0.8% -$671
NUO
2509
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$85K ﹤0.01%
5,721
+5
+0.1% +$74
TSS
2510
DELISTED
Total System Services, Inc.
TSS
$85K ﹤0.01%
1,585
-3,158
-67% -$168K
AADR icon
2511
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.1M
$84K ﹤0.01%
1,797
+363
+25% +$16.3K
PEJ icon
2512
Invesco Leisure and Entertainment ETF
PEJ
$315M
$84K ﹤0.01%
2,047
-653
-24% -$26.6K
SAM icon
2513
Boston Beer
SAM
$1.89B
$84K ﹤0.01%
581
-19
-3% -$2.97K
SNV
2514
DELISTED
Synovus
SNV
$84K ﹤0.01%
2,036
-142
-7% -$5.92K
WMW
2515
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$84K ﹤0.01%
3,145
– –
LHO
2516
DELISTED
LaSalle Hotel Properties
LHO
$84K ﹤0.01%
2,906
+764
+36% +$22.7K
AWH
2517
DELISTED
Allied World Assurance Co Hld Lt
AWH
$84K ﹤0.01%
1,592
-569
-26% -$30.3K
EXTR icon
2518
Extreme Networks
EXTR
$3.16B
$83K ﹤0.01%
11,108
– –
HIMX
2519
Himax Technologies
HIMX
$2.56B
$83K ﹤0.01%
9,033
+2,662
+42% +$18K
KWEB icon
2520
KraneShares CSI China Internet ETF
KWEB
$5.31B
$83K ﹤0.01%
+1,965
New +$77.8K
PIO icon
2521
Invesco Global Water ETF
PIO
$278M
$83K ﹤0.01%
3,733
+102
+3% +$2.22K
TOVX icon
2522
Theriva Biologics
TOVX
$10.6M
$83K ﹤0.01%
15
+5
+50% +$34.9K
UMBF icon
2523
UMB Financial
UMBF
$11.4B
$83K ﹤0.01%
1,096
+5
+0.5% +$383
LOGM
2524
DELISTED
LogMein, Inc.
LOGM
$83K ﹤0.01%
848
+413
+95% +$41.1K
PGNX
2525
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$83K ﹤0.01%
8,780
– –
99 100
101
102 103

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, down from 6.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.