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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQM icon
2501
Sociedad Química y Minera de Chile
SQM
$21.2B
$78K ﹤0.01%
2,692
+180
+7% +$5.12K
TPL icon
2502
Texas Pacific Land
TPL
$24.7B
$78K ﹤0.01%
2,340
– –
UTL icon
2503
Unitil
UTL
$992M
$78K ﹤0.01%
1,713
+93
+6% +$3.88K
DISCK
2504
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$78K ﹤0.01%
2,912
-860
-23% -$22.7K
TIF
2505
DELISTED
Tiffany & Co.
TIF
$78K ﹤0.01%
1,005
+141
+16% +$10.9K
NNC
2506
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$78K ﹤0.01%
6,000
+2,500
+71% +$33.5K
WMW
2507
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$78K ﹤0.01%
3,145
– –
BPOP icon
2508
Popular Inc
BPOP
$11.3B
$77K ﹤0.01%
1,738
-117
-6% -$4.73K
ENR icon
2509
Energizer
ENR
$1.57B
$77K ﹤0.01%
1,732
-112
-6% -$5.11K
KLIC icon
2510
Kulicke & Soffa
KLIC
$5.07B
$77K ﹤0.01%
4,802
– –
LITE icon
2511
Lumentum
LITE
$81.1B
$77K ﹤0.01%
2,008
-759
-27% -$30.2K
SSL icon
2512
Sasol
SSL
$7.37B
$77K ﹤0.01%
2,662
– –
TEX icon
2513
Terex
TEX
$7.78B
$77K ﹤0.01%
2,700
-189
-7% -$5.24K
TU icon
2514
Telus
TU
$15.3B
$77K ﹤0.01%
4,812
+1,732
+56% +$27.6K
CBL
2515
DELISTED
CBL& Associates Properties, Inc.
CBL
$77K ﹤0.01%
6,719
-115
-2% -$1.33K
PWE
2516
DELISTED
Penn West Energy Petroleum Ltd
PWE
$77K ﹤0.01%
44,001
-1,803
-4% -$3.11K
EBIX
2517
DELISTED
Ebix Inc
EBIX
$77K ﹤0.01%
1,345
-199
-13% -$11.6K
NW.PRC.CL
2518
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$77K ﹤0.01%
3,000
+900
+43% +$23.2K
BTO
2519
John Hancock Financial Opportunities Fund
BTO
$817M
$76K ﹤0.01%
2,075
-1,908
-48% -$60.2K
CORN icon
2520
Teucrium Corn Fund
CORN
$170M
$76K ﹤0.01%
4,100
-500
-11% -$9.54K
CRS icon
2521
Carpenter Technology
CRS
$26.9B
$76K ﹤0.01%
2,020
+434
+27% +$16.1K
DLTH icon
2522
Duluth Holdings
DLTH
$151M
$76K ﹤0.01%
2,975
+600
+25% +$17.4K
ENS icon
2523
EnerSys
ENS
$7.47B
$76K ﹤0.01%
1,000
+677
+210% +$49.6K
EZA icon
2524
iShares MSCI South Africa ETF
EZA
$559M
$76K ﹤0.01%
1,454
+1,095
+305% +$57.6K
PSCU icon
2525
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.8M
$76K ﹤0.01%
1,582
-346
-18% -$16.3K
99 100
101
102 103

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.