We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRM
2476
DELISTED
Air Methods Corp
AIRM
$56K ﹤0.01%
1,347
+921
+216% +$37.4K
AES icon
2477
AES
AES
$10.5B
$55K ﹤0.01%
5,821
+1,502
+35% +$15.1K
AL
2478
DELISTED
Air Lease Corp
AL
$55K ﹤0.01%
1,648
+129
+8% +$4.28K
APLE icon
2479
Apple Hospitality REIT
APLE
$3.79B
$55K ﹤0.01%
2,757
-755
-21% -$14.8K
BCC icon
2480
Boise Cascade
BCC
$2.9B
$55K ﹤0.01%
2,146
– –
CORN icon
2481
Teucrium Corn Fund
CORN
$171M
$55K ﹤0.01%
2,600
– –
RMBS icon
2482
Rambus
RMBS
$10.9B
$55K ﹤0.01%
4,762
– –
SMB icon
2483
VanEck Short Muni ETF
SMB
$314M
$55K ﹤0.01%
3,132
-148
-5% -$2.59K
WHLR
2484
Wheeler Real Estate Investment Trust
WHLR
$339K
– –
0
– –
NP
2485
DELISTED
Neenah, Inc. Common Stock
NP
$55K ﹤0.01%
889
-54
-6% -$3.48K
PAF
2486
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$55K ﹤0.01%
1,280
+800
+167% +$35.3K
RGC
2487
DELISTED
Regal Entertainment Group
RGC
$55K ﹤0.01%
2,953
+2,314
+362% +$44K
VIXH
2488
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
$55K ﹤0.01%
2,315
-2
-0.1% -$49
CST
2489
DELISTED
CST Brands, Inc.
CST
$55K ﹤0.01%
1,425
+42
+3% +$1.54K
NMRX
2490
DELISTED
Numerex Corp
NMRX
$55K ﹤0.01%
8,600
– –
LPCN icon
2491
Lipocine
LPCN
$17.4M
$54K ﹤0.01%
248
– –
KG
2492
Kestrel Group
KG
$61.7M
$54K ﹤0.01%
183
-64
-26% -$19.3K
MKTX icon
2493
MarketAxess Holdings
MKTX
$5.72B
$54K ﹤0.01%
486
-53
-10% -$5.42K
NRG icon
2494
NRG Energy
NRG
$26.5B
$54K ﹤0.01%
4,667
-100
-2% -$1.26K
OLN icon
2495
Olin
OLN
$2.18B
$54K ﹤0.01%
3,120
+589
+23% +$11.3K
SLRC icon
2496
SLR Investment Corp
SLRC
$703M
$54K ﹤0.01%
3,275
-217
-6% -$3.73K
JOYY
2497
JOYY Inc
JOYY
$3.68B
$54K ﹤0.01%
849
+236
+38% +$14K
CLNY
2498
DELISTED
Colony Capital, Inc.
CLNY
$54K ﹤0.01%
2,775
-2,173
-44% -$44.3K
AKR icon
2499
Acadia Realty Trust
AKR
$2.86B
$53K ﹤0.01%
1,586
– –
CAKE icon
2500
Cheesecake Factory
CAKE
$5.64B
$53K ﹤0.01%
1,162
+12
+1% +$587
98 99
100
101 102

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.