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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSD icon
2476
Invesco S&P Spin-Off ETF
CSD
$237M
$42K ﹤0.01%
927
-4
-0.4% -$180
NDAQ icon
2477
Nasdaq
NDAQ
$54.2B
$42K ﹤0.01%
2,613
+162
+7% +$2.38K
ODP
2478
DELISTED
ODP
ODP
$42K ﹤0.01%
485
-74
-13% -$4.71K
SPTS icon
2479
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$42K ﹤0.01%
1,407
+996
+242% +$30K
TISI icon
2480
Team
TISI
$101M
$42K ﹤0.01%
105
– –
ROIC
2481
DELISTED
Retail Opportunity Investments Corp.
ROIC
$42K ﹤0.01%
2,499
– –
GHDX
2482
DELISTED
Genomic Health, Inc.
GHDX
$42K ﹤0.01%
1,306
– –
P
2483
DELISTED
Pandora Media Inc
P
$42K ﹤0.01%
2,351
+1,507
+179% +$29.8K
PPS
2484
DELISTED
Post Properties
PPS
$42K ﹤0.01%
731
+41
+6% +$2.31K
AES icon
2485
AES
AES
$10.5B
$41K ﹤0.01%
3,148
+118
+4% +$1.61K
EFT
2486
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$41K ﹤0.01%
2,945
+1,500
+104% +$21.2K
IAE
2487
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$94.5M
$41K ﹤0.01%
3,530
+1,919
+119% +$23.1K
PWB icon
2488
Invesco Large Cap Growth ETF
PWB
$2.45B
$41K ﹤0.01%
1,401
+1
+0.1% +$28
RH icon
2489
RH
RH
$3.43B
$41K ﹤0.01%
424
-5,372
-93% -$450K
SMG icon
2490
ScottsMiracle-Gro
SMG
$3.56B
$41K ﹤0.01%
628
+223
+55% +$13.3K
UPRO icon
2491
ProShares UltraPro S&P 500
UPRO
$5.81B
$41K ﹤0.01%
+3,744
New +$38.6K
PE
2492
DELISTED
PARSLEY ENERGY INC
PE
$41K ﹤0.01%
2,550
+350
+16% +$5.67K
TAS
2493
DELISTED
TASMAN METALS LTD ORDINARY SHARES (CANADA)
TAS
$41K ﹤0.01%
98,350
– –
DTF
2494
DTF Tax-Free Income 2028 Term Fund
DTF
$80.9M
$40K ﹤0.01%
+2,600
New +$39.4K
EFC
2495
Ellington Financial
EFC
$1.77B
$40K ﹤0.01%
2,000
+1,000
+100% +$21.6K
FFWM
2496
DELISTED
First Foundation Inc
FFWM
$40K ﹤0.01%
+4,368
New +$40.6K
FSBW icon
2497
FS Bancorp
FSBW
$326M
$40K ﹤0.01%
+4,400
New +$37.9K
IGV icon
2498
iShares Expanded Tech-Software Sector ETF
IGV
$15B
$40K ﹤0.01%
2,110
+1,065
+102% +$19.1K
MQY icon
2499
BlackRock MuniYield Quality Fund
MQY
$813M
$40K ﹤0.01%
2,550
+750
+42% +$11.5K
NAT icon
2500
Nordic American Tanker
NAT
$1.42B
$40K ﹤0.01%
4,032
-1,179
-23% -$10.1K
98 99
100
101 102

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.