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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
226
iShares MSCI Japan ETF
EWJ
$22.8B
$2.32M 0.07%
47,822
+13,073
+38% +$623K
PDM
227
Piedmont Realty Trust
PDM
$1.19B
$2.32M 0.07%
140,423
-5,998
-4% -$104K
ETV
228
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$2.32M 0.07%
165,299
+7,820
+5% +$106K
AXP icon
229
American Express
AXP
$230B
$2.3M 0.07%
25,395
+3,672
+17% +$302K
HSY icon
230
Hershey
HSY
$36.6B
$2.3M 0.07%
23,677
+4,090
+21% +$393K
FXH icon
231
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$2.28M 0.07%
47,687
+15,132
+46% +$692K
OXY icon
232
Occidental Petroleum
OXY
$55.9B
$2.27M 0.07%
24,935
+327
+1% +$29.9K
EPU icon
233
iShares MSCI Peru and Global Exposure ETF
EPU
$558M
$2.27M 0.07%
67,289
-9,354
-12% -$309K
MDLZ icon
234
Mondelez International
MDLZ
$79.9B
$2.26M 0.07%
64,107
-1,015
-2% -$33.7K
RDS.B
235
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.26M 0.07%
30,081
+1,448
+5% +$102K
EWY icon
236
iShares MSCI South Korea ETF
EWY
$25.7B
$2.25M 0.07%
34,731
+32,651
+1,570% +$2.07M
SDIV icon
237
Global X SuperDividend ETF
SDIV
$1.22B
$2.23M 0.07%
31,693
+1,168
+4% +$81.6K
EEMV icon
238
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$2.23M 0.07%
38,190
+29,595
+344% +$1.75M
SHM icon
239
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$2.22M 0.07%
45,634
+17,522
+62% +$850K
SRLN icon
240
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$2.21M 0.07%
44,232
+11,145
+34% +$557K
MAS icon
241
Masco
MAS
$15.3B
$2.21M 0.07%
110,273
+2,716
+3% +$50.5K
TTE icon
242
TotalEnergies
TTE
$190B
$2.2M 0.07%
22,790,557,734
+198,911,391
+0.9% +$19.9K
CSQ icon
243
Calamos Strategic Total Return Fund
CSQ
$3.35B
$2.17M 0.07%
199,069
+89
+0% +$936
PGX icon
244
Invesco Preferred ETF
PGX
$3.78B
$2.15M 0.07%
159,676
-22,722
-12% -$310K
VBK icon
245
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$2.14M 0.07%
17,524
+9,601
+121% +$1.13M
EVF
246
Eaton Vance Senior Income Trust
EVF
$90.5M
$2.12M 0.07%
306,521
+56,625
+23% +$395K
KXI icon
247
iShares Global Consumer Staples ETF
KXI
$1.07B
$2.11M 0.07%
48,906
-1,288
-3% -$54.9K
DLN icon
248
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$2.1M 0.06%
63,096
+6,098
+11% +$196K
IJK icon
249
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$2.1M 0.06%
55,924
+10,404
+23% +$375K
FDX icon
250
FedEx
FDX
$75.4B
$2.08M 0.06%
14,460
+1,321
+10% +$175K
8 9
10
11 12

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.