We are live on ! Find out more
KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+5.4%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$230M
AUM Growth
+$13.1M
Cap. Flow
+$2.48M
Cap. Flow %
1.08%
Top 10 Hldgs %
56.22%
Holding
136
New
7
Increased
57
Reduced
24
Closed
3

Top Buys

1
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$6.89M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.75M
3
IHF icon
iShares US Healthcare Providers ETF
IHF
+$2.82M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$712K
5
BND icon
Vanguard Total Bond Market
BND
+$396K

Top Sells

1
IYF icon
iShares US Financials ETF
IYF
+$7.01M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.05M
3
VB icon
Vanguard Small-Cap ETF
VB
+$2.82M
4
ESS icon
Essex Property Trust
ESS
+$679K
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$281K

Sector Composition

1 Real Estate 18.78%
2 Technology 3.44%
3 Healthcare 2.29%
4 Financials 1.48%
5 Industrials 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
1
Essex Property Trust
ESS
$18.8B
$41.3M 17.96%
167,307
-2,818
-2% -$679K
IWO icon
2
iShares Russell 2000 Growth ETF
IWO
$14.7B
$13.2M 5.73%
61,198
-529
-0.9% -$113K
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$226B
$11.3M 4.93%
261,763
+3,799
+1% +$164K
BND icon
4
Vanguard Total Bond Market
BND
$159B
$10.6M 4.63%
135,080
+5,010
+4% +$396K
SHV icon
5
iShares 0-1 Year Treasury Bond ETF
SHV
$20.9B
$9.9M 4.31%
89,641
+2,121
+2% +$234K
IEF icon
6
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$9.78M 4.26%
96,680
+1,890
+2% +$193K
VGT icon
7
Vanguard Information Technology ETF
VGT
$139B
$9.56M 4.16%
377,672
-9,136
-2% -$222K
XLY icon
8
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$8.63M 3.75%
147,160
-2,108
-1% -$120K
MTUM icon
9
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
$7.67M 3.34%
64,427
-2,439
-4% -$281K
ITA icon
10
iShares US Aerospace & Defense ETF
ITA
$13.7B
$7.25M 3.16%
+66,996
New +$6.89M
FDN icon
11
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.06B
$7.17M 3.12%
50,675
-1,526
-3% -$216K
VTV icon
12
Vanguard Value ETF
VTV
$186B
$6.23M 2.71%
56,260
-244
-0.4% -$26.7K
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$5.64M 2.46%
19,412
+2,500
+15% +$712K
XLV icon
14
State Street Health Care Select Sector SPDR ETF
XLV
$41.4B
$4.47M 1.95%
46,965
-314
-0.7% -$28.4K
XLI icon
15
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$4.1M 1.78%
52,272
-53,116
-50% -$4.05M
XLF icon
16
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$4.07M 1.77%
147,723
-84
-0.1% -$2.35K
XLE icon
17
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$3.79M 1.65%
+100,038
New +$3.75M
IHI icon
18
iShares US Medical Devices ETF
IHI
$3.03B
$3.35M 1.46%
88,380
-12
-0% -$426
IHF icon
19
iShares US Healthcare Providers ETF
IHF
$1.19B
$2.96M 1.29%
+74,185
New +$2.82M
AAPL icon
20
Apple
AAPL
$4.9T
$2.71M 1.18%
48,016
+16
+0% +$833
DIVY
21
DELISTED
Reality Shares DIVS ETF
DIVY
$1.53M 0.67%
56,282
-689
-1% -$18.6K
AMZN icon
22
Amazon
AMZN
$2.66T
$1.45M 0.63%
14,480
– –
GSLC icon
23
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
$1.41M 0.61%
23,926
+1
+0% +$58
JNJ icon
24
Johnson & Johnson
JNJ
$609B
$1.4M 0.61%
10,157
+2
+0% +$266
GOOGL icon
25
Alphabet (Google) Class A
GOOGL
$4.23T
$1.1M 0.48%
18,220
– –
1
2 3 4 5

Similar funds

CA
Cynosure Advisors Salt Lake City, Utah $238M AUM 4% 1-Year Est. Return
LFR
Lehman Financial Resources Media, Pennsylvania $213M AUM 12.03% 1-Year Est. Return
SH
Sandia Holdings Greenwich, Connecticut $213M AUM 29.35% 1-Year Est. Return
CT
CPF Texas Plano, Texas $210M AUM 9.08% 1-Year Est. Return
AAM
Amerigo Asset Management George Town, Cayman Islands $254M AUM 115.73% 1-Year Est. Return
SCM
Sorin Capital Management Stamford, Connecticut $202M AUM 2.84% 1-Year Est. Return
LGC
Laurel Grove Capital Los Angeles, California $198M AUM 18% 1-Year Est. Return
TCM
Talara Capital Management Montclair, New Jersey $193M AUM 11.22% 1-Year Est. Return

Ken Stern & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Ken Stern & Associates held 136 positions worth $230M, up 6.1% from $217M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Ken Stern & Associates's Q3 2018 filing shows 7 new, 57 increased, 24 reduced and 3 closed positions. Its largest new stake was iShares US Aerospace & Defense ETF: 66,996 shares worth $7.25M. The largest sale was iShares US Financials ETF, an estimated $7.01M.

By sector, the portfolio is most concentrated in Real Estate at 19% of assets, down from 19% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q3 2018 buy was iShares US Aerospace & Defense ETF: 66,996 shares worth $7.25M.
  • Ken Stern & Associates added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $712K increase.
  • Ken Stern & Associates's biggest Q3 2018 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $4.05M.
  • Ken Stern & Associates fully exited iShares US Financials ETF in Q3 2018, selling an estimated $7.01M.
  • Ken Stern & Associates's ten largest holdings make up 56% of its $230M portfolio in Q3 2018.
  • Ken Stern & Associates opened 7 new positions and closed 3 in Q3 2018.
  • Ken Stern & Associates's portfolio value rose 6.1% quarter-over-quarter to $230M.

Based on Ken Stern & Associates's 13F filing for Q3 2018, filed 13 Nov 2018.