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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.53%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$226M
AUM Growth
+$7.02M
Cap. Flow
+$3.75M
Cap. Flow %
1.66%
Top 10 Hldgs %
58.78%
Holding
119
New
6
Increased
51
Reduced
54
Closed
4

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$10.6M
2
IYF icon
iShares US Financials ETF
IYF
+$7.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.01M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$556K
5
BND icon
Vanguard Total Bond Market
BND
+$383K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$7.84M
3
JWN
Nordstrom
JWN
+$280K
4
VTRS icon
Viatris
VTRS
+$240K
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$231K

Sector Composition

Rank Sector Weight
1 Miscellaneous 68.21%
2 Real Estate 19.82%
3 Technology 3.14%
4 Healthcare 2.04%
5 Financials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
1
Essex Property Trust
ESS
$17.7B
$43.4M 19.16%
170,660
-184
-0.1% -$48.1K
BIV icon
2
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
$15.3M 6.75%
180,330
+4,498
+3% +$382K
IWO icon
3
iShares Russell 2000 Growth ETF
IWO
$14.1B
$11.4M 5.04%
63,720
+1,319
+2% +$224K
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$234B
$10.9M 4.8%
+250,110
New +$10.6M
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$41.4B
$9.79M 4.33%
91,900
+2,731
+3% +$293K
BND icon
6
Vanguard Total Bond Market
BND
$161B
$9.49M 4.19%
115,740
+4,667
+4% +$383K
SHV icon
7
iShares 0-1 Year Treasury Bond ETF
SHV
$21.1B
$8.59M 3.8%
77,830
+5,038
+7% +$556K
VGT icon
8
Vanguard Information Technology ETF
VGT
$146B
$8.35M 3.69%
439,440
-9,376
-2% -$174K
XLI icon
9
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$8.06M 3.56%
113,580
-1,268
-1% -$87.2K
IYF icon
10
iShares US Financials ETF
IYF
$4.35B
$7.84M 3.46%
+139,800
New +$7.62M
MTUM icon
11
iShares MSCI USA Momentum Factor ETF
MTUM
$24.1B
$7.21M 3.19%
75,350
-501
-0.7% -$46.3K
XLY icon
12
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$7.15M 3.16%
158,840
+244
+0.2% +$11K
IWD icon
13
iShares Russell 1000 Value ETF
IWD
$82.8B
$6.45M 2.85%
54,410
+211
+0.4% +$24.6K
PWV icon
14
Invesco Large Cap Value ETF
PWV
$1.9B
$6.24M 2.76%
167,060
+1,413
+0.9% +$51.5K
DBEF icon
15
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.19B
$5.82M 2.57%
187,570
+4,267
+2% +$129K
XLF icon
16
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$4.15M 1.83%
160,490
-1,921
-1% -$47.9K
XLV icon
17
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$4.02M 1.78%
49,160
-395
-0.8% -$31.7K
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$3.03M 1.34%
12,070
+4,102
+51% +$1.01M
VOO icon
19
Vanguard S&P 500 ETF
VOO
$1.04T
$2.56M 1.13%
11,110
-1,018
-8% -$231K
AAPL icon
20
Apple
AAPL
$4.84T
$1.93M 0.85%
50,080
+1,776
+4% +$68.9K
VTI icon
21
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$1.5M 0.66%
11,580
+593
+5% +$75.1K
JNJ icon
22
Johnson & Johnson
JNJ
$644B
$1.4M 0.62%
10,790
-156
-1% -$20.7K
GSLC icon
23
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$1.22M 0.54%
24,410
-2,131
-8% -$104K
BSCK
24
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.07M 0.47%
49,630
+343
+0.7% +$7.38K
BSCI
25
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1M 0.44%
47,210
-1
-0% -$21
1
2 3 4 5

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Ken Stern & Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Ken Stern & Associates held 119 positions worth $226M, up 3.2% from $219M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates's Q3 2017 filing shows 6 new, 51 increased, 54 reduced and 4 closed positions. Its largest new stake was Vanguard FTSE Developed Markets ETF: 250,110 shares worth $10.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, up from 68% a quarter earlier, followed by Real Estate and Technology.

  • Ken Stern & Associates's largest Q3 2017 buy was Vanguard FTSE Developed Markets ETF: 250,110 shares worth $10.9M.
  • Ken Stern & Associates added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $1.01M increase.
  • Ken Stern & Associates's biggest Q3 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $10M.
  • Ken Stern & Associates fully exited iShares US Medical Devices ETF in Q3 2017, selling an estimated $7.84M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $226M portfolio in Q3 2017.
  • Ken Stern & Associates opened 6 new positions and closed 4 in Q3 2017.
  • Ken Stern & Associates's portfolio value rose 3.2% quarter-over-quarter to $226M.

Based on Ken Stern & Associates's 13F filing for Q3 2017, filed 1 Nov 2017.