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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$4.68M
Cap. Flow
+$1.08M
Cap. Flow %
0.81%
Top 10 Hldgs %
56%
Holding
100
New
22
Increased
25
Reduced
24
Closed
29

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.65M
2
BND icon
Vanguard Total Bond Market
BND
+$5.07M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$4.14M
4
IYE icon
iShares US Energy ETF
IYE
+$4M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$3.62M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.19M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.01M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.59M
4
CVS icon
CVS Health
CVS
+$2.09M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.01M

Sector Composition

Rank Sector Weight
1 Technology 3.91%
2 Financials 3.18%
3 Energy 3.03%
4 Industrials 2.95%
5 Healthcare 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$968B
$13.4M 10.09%
71,044
+45,690
+180% +$8.65M
VCSH icon
2
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$10M 7.53%
125,125
+6,784
+6% +$543K
RFG icon
3
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$9.9M 7.43%
373,470
+23,865
+7% +$603K
IJS icon
4
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$8.4M 6.31%
141,366
+13,686
+11% +$796K
EFA icon
5
iShares MSCI EAFE ETF
EFA
$76.4B
$7.65M 5.74%
119,279
+11,542
+11% +$727K
SJNK icon
6
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$5.4M 4.05%
184,868
-259
-0.1% -$7.54K
XLV icon
7
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$5.24M 3.93%
72,232
+5,540
+8% +$395K
BND icon
8
Vanguard Total Bond Market
BND
$157B
$5.08M 3.82%
+60,984
New +$5.07M
VGT icon
9
Vanguard Information Technology ETF
VGT
$139B
$4.92M 3.69%
369,296
+35,400
+11% +$467K
PJP icon
10
Invesco Pharmaceuticals ETF
PJP
$425M
$4.54M 3.41%
59,480
-1,897
-3% -$139K
RSP icon
11
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$4.43M 3.32%
54,622
-1,000
-2% -$80.4K
XLP icon
12
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$4.42M 3.32%
90,709
+10,221
+13% +$502K
XLK icon
13
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.35M 3.26%
209,790
-5,210
-2% -$109K
XLY icon
14
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$4.25M 3.19%
+112,756
New +$4.14M
IYE icon
15
iShares US Energy ETF
IYE
$1.74B
$3.98M 2.99%
+91,323
New +$4M
XHB icon
16
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$3.77M 2.83%
+102,374
New +$3.62M
IWB icon
17
iShares Russell 1000 ETF
IWB
$47.7B
$3.43M 2.58%
29,615
-6,656
-18% -$769K
KMI icon
18
Kinder Morgan
KMI
$73.1B
$1.72M 1.29%
29,990
+14,211
+90% +$588K
AMJ
19
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.37M 1.03%
+31,971
New +$1.41M
QCOM icon
20
Qualcomm
QCOM
$176B
$1.26M 0.95%
18,191
-1,410
-7% -$99.4K
FDX icon
21
FedEx
FDX
$74.5B
$1.21M 0.91%
7,298
-952
-12% -$165K
CVX icon
22
Chevron
CVX
$388B
$1.18M 0.89%
11,260
-1,537
-12% -$164K
COF icon
23
Capital One
COF
$124B
$1.18M 0.89%
14,983
-1,960
-12% -$154K
AAPL icon
24
Apple
AAPL
$4.89T
$1.05M 0.79%
33,916
-1,364
-4% -$41.2K
PHM icon
25
Pultegroup
PHM
$24.5B
$1.03M 0.77%
46,342
-6,010
-11% -$131K
1
2 3 4

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Ken Stern & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Ken Stern & Associates held 100 positions worth $133M, up 3.6% from $129M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Ken Stern & Associates's Q1 2015 filing shows 22 new, 25 increased, 24 reduced and 29 closed positions. Its largest new stake was Vanguard Total Bond Market: 60,984 shares worth $5.08M. The largest sale was State Street Utilities Select Sector SPDR ETF, an estimated $4.19M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, down from 6% a quarter earlier, followed by Financials and Energy.

  • Ken Stern & Associates's largest Q1 2015 buy was Vanguard Total Bond Market: 60,984 shares worth $5.08M.
  • Ken Stern & Associates added most to Vanguard S&P 500 ETF in Q1 2015, an estimated $8.65M increase.
  • Ken Stern & Associates's biggest Q1 2015 reduction was Nuveen Preferred & Income Securities Fund, cutting an estimated $2.01M.
  • Ken Stern & Associates fully exited State Street Utilities Select Sector SPDR ETF in Q1 2015, selling an estimated $4.19M.
  • Ken Stern & Associates's ten largest holdings make up 56% of its $133M portfolio in Q1 2015.
  • Ken Stern & Associates opened 22 new positions and closed 29 in Q1 2015.
  • Ken Stern & Associates's portfolio value rose 3.6% quarter-over-quarter to $133M.

Based on Ken Stern & Associates's 13F filing for Q1 2015, filed 17 Nov 2015.