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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
-5.97%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
-$9.49M
Cap. Flow
-$614K
Cap. Flow %
-0.48%
Top 10 Hldgs %
60.19%
Holding
80
New
14
Increased
39
Reduced
14
Closed
13

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.77M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.38M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$5.37M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.89M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$838K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.09M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$5.69M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$5.25M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.57M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Financials 2.37%
3 Industrials 2.23%
4 Energy 1.79%
5 Healthcare 1.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$968B
$14.7M 11.43%
83,789
-18,473
-18% -$3.44M
VCSH icon
2
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$10.5M 8.17%
131,984
+137
+0.1% +$10.9K
RFG icon
3
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$9.78M 7.59%
395,570
+3,905
+1% +$103K
IWO icon
4
iShares Russell 2000 Growth ETF
IWO
$14.5B
$8.19M 6.36%
61,150
+2,789
+5% +$413K
IVV icon
5
iShares Core S&P 500 ETF
IVV
$876B
$7.33M 5.69%
+38,051
New +$7.77M
BND icon
6
Vanguard Total Bond Market
BND
$157B
$6.83M 5.3%
83,385
+7,590
+10% +$619K
SHY icon
7
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$5.39M 4.18%
+63,415
New +$5.38M
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.21M 4.05%
+110,506
New +$5.37M
XLY icon
9
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$4.89M 3.79%
131,606
+7,844
+6% +$301K
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.67M 3.62%
234,597
+14,822
+7% +$314K
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$122B
$4.62M 3.59%
+198,668
New +$4.89M
SJNK icon
12
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$4.45M 3.46%
165,278
-11,975
-7% -$335K
XLK icon
13
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.42M 3.43%
223,540
+2,694
+1% +$55.5K
VNQ icon
14
Vanguard Real Estate ETF
VNQ
$39.9B
$4.19M 3.26%
55,522
+2,795
+5% +$215K
XHB icon
15
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$4.02M 3.12%
117,376
+5,091
+5% +$187K
PKW icon
16
Invesco BuyBack Achievers ETF
PKW
$1.69B
$2.34M 1.82%
53,468
+4,359
+9% +$205K
IWB icon
17
iShares Russell 1000 ETF
IWB
$47.7B
$2.12M 1.64%
19,754
-7,173
-27% -$815K
PJP icon
18
Invesco Pharmaceuticals ETF
PJP
$425M
$1.8M 1.4%
27,121
-2,687
-9% -$209K
AMJ
19
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.25M 0.97%
41,229
-52
-0.1% -$1.87K
AAPL icon
20
Apple
AAPL
$4.89T
$1.06M 0.82%
38,484
+3,276
+9% +$96.1K
COF icon
21
Capital One
COF
$124B
$888K 0.69%
12,240
-1,982
-14% -$159K
CTXS
22
DELISTED
Citrix Systems Inc
CTXS
$865K 0.67%
15,674
-2,433
-13% -$139K
FDX icon
23
FedEx
FDX
$74.5B
$862K 0.67%
5,986
-942
-14% -$150K
QCOM icon
24
Qualcomm
QCOM
$176B
$847K 0.66%
15,755
-1,812
-10% -$108K
JNJ icon
25
Johnson & Johnson
JNJ
$635B
$845K 0.66%
9,050
+826
+10% +$79.9K
1
2 3 4

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Ken Stern & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Ken Stern & Associates held 80 positions worth $129M, down 6.9% from $138M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ken Stern & Associates's Q3 2015 filing shows 14 new, 39 increased, 14 reduced and 13 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 38,051 shares worth $7.33M. The largest sale was iShares MSCI EAFE ETF, an estimated $8.09M.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, down from 3.8% a quarter earlier, followed by Financials and Industrials.

  • Ken Stern & Associates's largest Q3 2015 buy was iShares Core S&P 500 ETF: 38,051 shares worth $7.33M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q3 2015, an estimated $619K increase.
  • Ken Stern & Associates's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $3.44M.
  • Ken Stern & Associates fully exited iShares MSCI EAFE ETF in Q3 2015, selling an estimated $8.09M.
  • Ken Stern & Associates's ten largest holdings make up 60% of its $129M portfolio in Q3 2015.
  • Ken Stern & Associates opened 14 new positions and closed 13 in Q3 2015.
  • Ken Stern & Associates's portfolio value fell 6.9% quarter-over-quarter to $129M.

Based on Ken Stern & Associates's 13F filing for Q3 2015, filed 17 Nov 2015.