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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+1.78%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$144M
AUM Growth
-$4.84M
Cap. Flow
-$7.32M
Cap. Flow %
-5.08%
Top 10 Hldgs %
58.06%
Holding
96
New
17
Increased
39
Reduced
20
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$9.49M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$5.71M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.36M
4
DVY icon
iShares Select Dividend ETF
DVY
+$4.31M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.29M

Top Sells

Rank Stock Value
1
RFG icon
Invesco S&P MidCap 400 Pure Growth ETF
RFG
+$10.5M
2
PJP icon
Invesco Pharmaceuticals ETF
PJP
+$4.71M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.54M
4
VB icon
Vanguard Small-Cap ETF
VB
+$4.29M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$3.92M

Sector Composition

Rank Sector Weight
1 Technology 2.95%
2 Healthcare 2.42%
3 Financials 2.24%
4 Industrials 1.91%
5 Energy 1.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
1
Vanguard Information Technology ETF
VGT
$139B
$11.3M 7.81%
827,168
+448,160
+118% +$5.71M
VCSH icon
2
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$11M 7.63%
137,398
-2,525
-2% -$200K
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$9.6M 6.66%
+87,013
New +$9.49M
IVV icon
4
iShares Core S&P 500 ETF
IVV
$876B
$8.53M 5.92%
41,290
-683
-2% -$134K
IWO icon
5
iShares Russell 2000 Growth ETF
IWO
$14.5B
$8.23M 5.71%
62,066
+9,691
+19% +$1.21M
BND icon
6
Vanguard Total Bond Market
BND
$157B
$8.13M 5.63%
98,118
+6,414
+7% +$525K
XLP icon
7
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$7.06M 4.89%
133,021
+18,099
+16% +$919K
VOO icon
8
Vanguard S&P 500 ETF
VOO
$968B
$6.85M 4.75%
36,324
-25,378
-41% -$4.54M
XLV icon
9
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$6.53M 4.53%
96,358
+8,990
+10% +$602K
XLY icon
10
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$6.53M 4.53%
165,108
+21,456
+15% +$799K
XLK icon
11
State Street Technology Select Sector SPDR ETF
XLK
$115B
$5.38M 3.73%
242,796
+122
+0.1% +$2.52K
IWF icon
12
iShares Russell 1000 Growth ETF
IWF
$122B
$5.36M 3.72%
214,876
-584
-0.3% -$13.8K
BIV icon
13
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.16M 3.58%
59,833
-9,188
-13% -$779K
VNQ icon
14
Vanguard Real Estate ETF
VNQ
$39.9B
$4.7M 3.26%
+56,057
New +$4.36M
DVY icon
15
iShares Select Dividend ETF
DVY
$24B
$4.61M 3.2%
+56,454
New +$4.31M
USMV icon
16
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$4.53M 3.14%
+103,036
New +$4.29M
PFF icon
17
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.48M 1.02%
37,810
+4,287
+13% +$164K
IWB icon
18
iShares Russell 1000 ETF
IWB
$47.7B
$1.42M 0.98%
12,418
-3,988
-24% -$431K
AAPL icon
19
Apple
AAPL
$4.89T
$1.2M 0.83%
43,860
+3,552
+9% +$88.5K
JNJ icon
20
Johnson & Johnson
JNJ
$635B
$1.08M 0.75%
10,020
+778
+8% +$80.5K
CB icon
21
Chubb
CB
$140B
$980K 0.68%
8,225
+1,399
+20% +$161K
BIL icon
22
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$967K 0.67%
10,586
-4,702
-31% -$430K
INTC icon
23
Intel
INTC
$466B
$935K 0.65%
28,903
+4,131
+17% +$127K
GSLC icon
24
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$826K 0.57%
+19,682
New +$784K
CVX icon
25
Chevron
CVX
$388B
$795K 0.55%
8,338
-614
-7% -$53.7K
1
2 3 4

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Ken Stern & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Ken Stern & Associates held 96 positions worth $144M, down 3.3% from $149M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Ken Stern & Associates withdrew a net $7.32M in Q1 2016, closing 18 positions and reducing 20 holdings. Its most notable exit was Invesco S&P MidCap 400 Pure Growth ETF, an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.9% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Ken Stern & Associates opened a new position in iShares 7-10 Year Treasury Bond ETF worth $9.6M.

  • Ken Stern & Associates's largest Q1 2016 buy was iShares 7-10 Year Treasury Bond ETF: 87,013 shares worth $9.6M.
  • Ken Stern & Associates added most to Vanguard Information Technology ETF in Q1 2016, an estimated $5.71M increase.
  • Ken Stern & Associates's biggest Q1 2016 reduction was Vanguard S&P 500 ETF, cutting an estimated $4.54M.
  • Ken Stern & Associates fully exited Invesco S&P MidCap 400 Pure Growth ETF in Q1 2016, selling an estimated $10.5M.
  • Ken Stern & Associates's ten largest holdings make up 58% of its $144M portfolio in Q1 2016.
  • Ken Stern & Associates opened 17 new positions and closed 18 in Q1 2016.
  • Ken Stern & Associates's portfolio value fell 3.3% quarter-over-quarter to $144M.

Based on Ken Stern & Associates's 13F filing for Q1 2016, filed 7 Jun 2016.