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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$145M
AUM Growth
+$17.5M
Cap. Flow
+$3.81M
Cap. Flow %
2.63%
Top 10 Hldgs %
59.24%
Holding
98
New
19
Increased
42
Reduced
15
Closed
6

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$10.3M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.56M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.08M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$509K
5
CSCO icon
Cisco
CSCO
+$446K

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.4M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.29M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.78M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.57M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$598K

Sector Composition

Rank Sector Weight
1 Technology 3.43%
2 Healthcare 2.46%
3 Financials 1.73%
4 Industrials 1.72%
5 Energy 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
1
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$15.6M 10.78%
178,136
+117,090
+192% +$10.3M
IEF icon
2
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$9.82M 6.78%
87,761
+894
+1% +$100K
IWO icon
3
iShares Russell 2000 Growth ETF
IWO
$14.5B
$9.43M 6.51%
63,309
+858
+1% +$125K
IVV icon
4
iShares Core S&P 500 ETF
IVV
$876B
$8.82M 6.09%
40,539
+533
+1% +$116K
BND icon
5
Vanguard Total Bond Market
BND
$157B
$8.23M 5.68%
97,764
+3,890
+4% +$327K
XLP icon
6
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$7.11M 4.91%
133,624
+2,025
+2% +$110K
VGT icon
7
Vanguard Information Technology ETF
VGT
$139B
$7.07M 4.88%
470,104
+9,904
+2% +$144K
XLY icon
8
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$6.92M 4.78%
172,980
+5,668
+3% +$228K
MTUM icon
9
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$5.71M 3.94%
73,741
-1,060
-1% -$82.3K
IWD icon
10
iShares Russell 1000 Value ETF
IWD
$82B
$5.57M 3.85%
+52,776
New +$5.56M
KRE icon
11
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$5.24M 3.62%
+124,037
New +$5.08M
VHT icon
12
Vanguard Health Care ETF
VHT
$18.2B
$5.14M 3.55%
38,694
+1,314
+4% +$177K
SCHD icon
13
Schwab US Dividend Equity ETF
SCHD
$102B
$5.07M 3.5%
359,472
-1,485
-0.4% -$21K
VOO icon
14
Vanguard S&P 500 ETF
VOO
$968B
$4.47M 3.09%
22,518
-3,016
-12% -$598K
AAPL icon
15
Apple
AAPL
$4.89T
$1.37M 0.94%
48,368
+364
+0.8% +$9.63K
JNJ icon
16
Johnson & Johnson
JNJ
$635B
$1.23M 0.85%
10,431
+3
+0% +$364
PRF icon
17
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$800K 0.55%
42,715
+27,315
+177% +$509K
QCOM icon
18
Qualcomm
QCOM
$176B
$782K 0.54%
11,413
-117
-1% -$7.12K
CVX icon
19
Chevron
CVX
$388B
$763K 0.53%
7,412
+5
+0.1% +$511
GOOGL icon
20
Alphabet (Google) Class A
GOOGL
$3.91T
$756K 0.52%
18,800
-40
-0.2% -$1.56K
IWB icon
21
iShares Russell 1000 ETF
IWB
$47.7B
$739K 0.51%
6,134
-2,199
-26% -$264K
ITW icon
22
Illinois Tool Works
ITW
$81.4B
$714K 0.49%
5,955
– –
JPS
23
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$713K 0.49%
74,383
-2,858
-4% -$27.3K
VZ icon
24
Verizon
VZ
$194B
$708K 0.49%
13,618
+794
+6% +$42.6K
VTI icon
25
Vanguard Total Stock Market ETF
VTI
$654B
$663K 0.46%
5,952
+96
+2% +$10.6K
1
2 3 4

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Ken Stern & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Ken Stern & Associates held 98 positions worth $145M, up 14% from $127M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates's Q3 2016 filing shows 19 new, 42 increased, 15 reduced and 6 closed positions. Its largest new stake was iShares Russell 1000 Value ETF: 52,776 shares worth $5.57M. The largest sale was Vanguard Short-Term Corporate Bond ETF, an estimated $10.4M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3% a quarter earlier, followed by Healthcare and Financials.

  • Ken Stern & Associates's largest Q3 2016 buy was iShares Russell 1000 Value ETF: 52,776 shares worth $5.57M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $10.3M increase.
  • Ken Stern & Associates's biggest Q3 2016 reduction was Vanguard S&P 500 ETF, cutting an estimated $598K.
  • Ken Stern & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q3 2016, selling an estimated $10.4M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $145M portfolio in Q3 2016.
  • Ken Stern & Associates opened 19 new positions and closed 6 in Q3 2016.
  • Ken Stern & Associates's portfolio value rose 14% quarter-over-quarter to $145M.

Based on Ken Stern & Associates's 13F filing for Q3 2016, filed 15 Nov 2016.