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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$16.8M
Cap. Flow
-$14.7M
Cap. Flow %
-11.57%
Top 10 Hldgs %
59.79%
Holding
87
New
9
Increased
47
Reduced
20
Closed
8

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.29M
2
VHT icon
Vanguard Health Care ETF
VHT
+$4.8M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.62M
4
BAX icon
Baxter International
BAX
+$407K
5
SBUX icon
Starbucks
SBUX
+$322K

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$6.53M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5.38M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$4.93M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.7M
5
DVY icon
iShares Select Dividend ETF
DVY
+$4.61M

Sector Composition

Rank Sector Weight
1 Healthcare 3.28%
2 Technology 3.02%
3 Industrials 1.81%
4 Financials 1.67%
5 Energy 1.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$10.4M 8.17%
128,732
-8,666
-6% -$695K
IEF icon
2
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$9.81M 7.7%
86,867
-146
-0.2% -$16.1K
IWO icon
3
iShares Russell 2000 Growth ETF
IWO
$14.5B
$8.57M 6.73%
62,451
+385
+0.6% +$52K
IVV icon
4
iShares Core S&P 500 ETF
IVV
$876B
$8.42M 6.61%
40,006
-1,284
-3% -$268K
BND icon
5
Vanguard Total Bond Market
BND
$157B
$7.91M 6.21%
93,874
-4,244
-4% -$353K
XLP icon
6
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$7.26M 5.7%
131,599
-1,422
-1% -$75.6K
XLY icon
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$6.53M 5.13%
167,312
+2,204
+1% +$86.7K
VGT icon
8
Vanguard Information Technology ETF
VGT
$139B
$6.16M 4.84%
460,200
-366,968
-44% -$4.93M
MTUM icon
9
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$5.71M 4.49%
74,801
+71,464
+2,142% +$5.29M
BIV icon
10
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.38M 4.22%
61,046
+1,213
+2% +$105K
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$122B
$5.29M 4.15%
210,820
-4,056
-2% -$101K
VOO icon
12
Vanguard S&P 500 ETF
VOO
$968B
$4.91M 3.85%
25,534
-10,790
-30% -$2.05M
VHT icon
13
Vanguard Health Care ETF
VHT
$18.2B
$4.88M 3.83%
+37,380
New +$4.8M
USMV icon
14
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$4.78M 3.75%
103,407
+371
+0.4% +$16.5K
PFF icon
15
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.57M 1.24%
39,471
+1,661
+4% +$65.1K
JNJ icon
16
Johnson & Johnson
JNJ
$635B
$1.26M 0.99%
10,428
+408
+4% +$46.4K
AAPL icon
17
Apple
AAPL
$4.89T
$1.15M 0.9%
48,004
+4,144
+9% +$103K
IWB icon
18
iShares Russell 1000 ETF
IWB
$47.7B
$974K 0.76%
8,333
-4,085
-33% -$471K
CVX icon
19
Chevron
CVX
$388B
$776K 0.61%
7,407
-931
-11% -$93.6K
VZ icon
20
Verizon
VZ
$194B
$716K 0.56%
12,824
+429
+3% +$22.3K
JPS
21
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$714K 0.56%
77,241
+7,289
+10% +$66.4K
BSCI
22
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$706K 0.55%
23,080
+8,847
+62% +$188K
BIL icon
23
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$664K 0.52%
7,263
-3,323
-31% -$304K
GOOGL icon
24
Alphabet (Google) Class A
GOOGL
$3.91T
$663K 0.52%
18,840
+540
+3% +$19.8K
BSCH
25
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$649K 0.51%
18,690
+5,433
+41% +$123K
1
2 3 4

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Ken Stern & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Ken Stern & Associates held 87 positions worth $127M, down 12% from $144M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ken Stern & Associates withdrew a net $14.7M in Q2 2016, closing 8 positions and reducing 20 holdings. Its most notable exit was State Street Health Care Select Sector SPDR ETF, an estimated $6.53M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.3% of assets, up from 2.4% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ken Stern & Associates opened a new position in Vanguard Health Care ETF worth $4.88M.

  • Ken Stern & Associates's largest Q2 2016 buy was Vanguard Health Care ETF: 37,380 shares worth $4.88M.
  • Ken Stern & Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $5.29M increase.
  • Ken Stern & Associates's biggest Q2 2016 reduction was Vanguard Information Technology ETF, cutting an estimated $4.93M.
  • Ken Stern & Associates fully exited State Street Health Care Select Sector SPDR ETF in Q2 2016, selling an estimated $6.53M.
  • Ken Stern & Associates's ten largest holdings make up 60% of its $127M portfolio in Q2 2016.
  • Ken Stern & Associates opened 9 new positions and closed 8 in Q2 2016.
  • Ken Stern & Associates's portfolio value fell 12% quarter-over-quarter to $127M.

Based on Ken Stern & Associates's 13F filing for Q2 2016, filed 21 Jul 2016.