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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+4.42%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
–
Cap. Flow
+$126M
Cap. Flow %
98.29%
Top 10 Hldgs %
46.65%
Holding
78
New
78
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M
2
RFG icon
Invesco S&P MidCap 400 Pure Growth ETF
RFG
+$8.45M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.21M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.73M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$5.46M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.98%
2 Healthcare 5.35%
3 Industrials 4%
4 Financials 3.75%
5 Consumer Staples 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$9.42M 7.33%
+118,341
New +$9.46M
RFG icon
2
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$8.52M 6.62%
+349,605
New +$8.45M
IJS icon
3
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$7.53M 5.86%
+127,680
New +$7.21M
EFA icon
4
iShares MSCI EAFE ETF
EFA
$76.4B
$6.55M 5.1%
+107,737
New +$6.73M
SJNK icon
5
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$5.35M 4.16%
+185,127
New +$5.46M
VOO icon
6
Vanguard S&P 500 ETF
VOO
$968B
$4.78M 3.72%
+25,354
New +$4.67M
XLV icon
7
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$4.56M 3.55%
+66,692
New +$4.46M
RSP icon
8
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$4.45M 3.46%
+55,622
New +$4.32M
XLK icon
9
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.45M 3.46%
+215,000
New +$4.36M
VGT icon
10
Vanguard Information Technology ETF
VGT
$139B
$4.36M 3.39%
+333,896
New +$4.26M
XLU icon
11
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$4.19M 3.26%
+177,394
New +$4.02M
IWB icon
12
iShares Russell 1000 ETF
IWB
$47.7B
$4.16M 3.23%
+36,271
New +$4.07M
PJP icon
13
Invesco Pharmaceuticals ETF
PJP
$425M
$4.08M 3.18%
+61,377
New +$4.09M
VNQ icon
14
Vanguard Real Estate ETF
VNQ
$39.9B
$4.01M 3.12%
+49,473
New +$3.88M
XLP icon
15
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.9M 3.04%
+80,488
New +$3.81M
IVW icon
16
iShares S&P 500 Growth ETF
IVW
$72.5B
$3.59M 2.79%
+128,688
New +$3.52M
JPS
17
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.14M 1.67%
+240,613
New +$2.17M
CVS icon
18
CVS Health
CVS
$137B
$2.09M 1.63%
+21,724
New +$1.91M
EVV
19
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.84M 1.43%
+130,467
New +$1.87M
LRCX icon
20
Lam Research
LRCX
$382B
$1.46M 1.14%
+184,390
New +$1.43M
QCOM icon
21
Qualcomm
QCOM
$176B
$1.46M 1.13%
+19,601
New +$1.43M
CVX icon
22
Chevron
CVX
$388B
$1.44M 1.12%
+12,797
New +$1.45M
FDX icon
23
FedEx
FDX
$74.5B
$1.43M 1.11%
+8,250
New +$1.4M
COF icon
24
Capital One
COF
$124B
$1.4M 1.09%
+16,943
New +$1.38M
WFM
25
DELISTED
Whole Foods Market Inc
WFM
$1.28M 1%
+25,383
New +$1.12M
1
2 3 4

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Ken Stern & Associates's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Ken Stern & Associates, which disclosed 78 positions worth $129M. Its ten largest holdings account for 47% of the portfolio.

Its largest position is Vanguard Short-Term Corporate Bond ETF: 118,341 shares worth $9.42M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, followed by Healthcare and Industrials.

  • Ken Stern & Associates's largest Q4 2014 buy was Vanguard Short-Term Corporate Bond ETF: 118,341 shares worth $9.42M.
  • Ken Stern & Associates's ten largest holdings make up 47% of its $129M portfolio in Q4 2014.
  • Ken Stern & Associates disclosed 78 positions in Q4 2014, its first 13F filing on record.

Based on Ken Stern & Associates's 13F filing for Q4 2014, filed 28 Sep 2015.