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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$229M
AUM Growth
+$3.22M
Cap. Flow
-$2.02M
Cap. Flow %
-0.88%
Top 10 Hldgs %
57.7%
Holding
123
New
8
Increased
24
Reduced
83
Closed
6

Top Buys

Rank Stock Value
1
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$6.54M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$6M
3
BND icon
Vanguard Total Bond Market
BND
+$1.39M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.1M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$781K

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$6.45M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.82M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.91M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$662K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$605K

Sector Composition

Rank Sector Weight
1 Real Estate 18.52%
2 Technology 3.12%
3 Healthcare 1.96%
4 Financials 1.43%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
1
Essex Property Trust
ESS
$18.9B
$41.1M 17.9%
170,193
-467
-0.3% -$118K
BIV icon
2
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$14.5M 6.3%
172,470
-7,860
-4% -$662K
IWO icon
3
iShares Russell 2000 Growth ETF
IWO
$14.5B
$11.6M 5.07%
62,327
-1,393
-2% -$254K
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$226B
$11M 4.81%
246,306
-3,804
-2% -$168K
BND icon
5
Vanguard Total Bond Market
BND
$157B
$10.8M 4.72%
132,808
+17,068
+15% +$1.39M
IEF icon
6
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$9.46M 4.12%
89,576
-2,324
-3% -$246K
SHV icon
7
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$9.05M 3.95%
82,141
+4,311
+6% +$475K
VGT icon
8
Vanguard Information Technology ETF
VGT
$139B
$8.6M 3.75%
417,864
-21,576
-5% -$437K
XLI icon
9
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$8.3M 3.62%
109,736
-3,844
-3% -$280K
IYF icon
10
iShares US Financials ETF
IYF
$4.39B
$7.95M 3.46%
133,128
-6,672
-5% -$387K
XLY icon
11
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$7.7M 3.35%
155,948
-2,892
-2% -$136K
MTUM icon
12
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$7.36M 3.21%
71,401
-3,949
-5% -$398K
XHB icon
13
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$6.9M 3.01%
+155,929
New +$6.54M
PWV icon
14
Invesco Large Cap Value ETF
PWV
$1.66B
$6.44M 2.81%
165,950
-1,110
-0.7% -$42.6K
VEU icon
15
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$6.1M 2.66%
+111,519
New +$6M
XLF icon
16
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.32M 1.88%
154,742
-5,748
-4% -$155K
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$4.02M 1.75%
15,074
+3,004
+25% +$781K
XLV icon
18
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.97M 1.73%
47,994
-1,166
-2% -$96.1K
AAPL icon
19
Apple
AAPL
$4.89T
$2.08M 0.91%
49,092
-988
-2% -$41.3K
GSLC icon
20
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$1.67M 0.73%
31,198
+6,788
+28% +$352K
JNJ icon
21
Johnson & Johnson
JNJ
$635B
$1.45M 0.63%
10,403
-387
-4% -$53.9K
VTI icon
22
Vanguard Total Stock Market ETF
VTI
$654B
$1.42M 0.62%
10,333
-1,247
-11% -$167K
AGG icon
23
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.1M 0.48%
+10,054
New +$1.1M
BSCK
24
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.04M 0.45%
48,775
-855
-2% -$18.3K
BSCI
25
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.03M 0.45%
48,748
+1,538
+3% +$32.5K
1
2 3 4 5

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Ken Stern & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Ken Stern & Associates held 123 positions worth $229M, up 1.4% from $226M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Ken Stern & Associates's Q4 2017 filing shows 8 new, 24 increased, 83 reduced and 6 closed positions. Its largest new stake was State Street SPDR S&P Homebuilders ETF: 155,929 shares worth $6.9M. The largest sale was iShares Russell 1000 Value ETF, an estimated $6.45M.

By sector, the portfolio is most concentrated in Real Estate at 19% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q4 2017 buy was State Street SPDR S&P Homebuilders ETF: 155,929 shares worth $6.9M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q4 2017, an estimated $1.39M increase.
  • Ken Stern & Associates's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $1.91M.
  • Ken Stern & Associates fully exited iShares Russell 1000 Value ETF in Q4 2017, selling an estimated $6.45M.
  • Ken Stern & Associates's ten largest holdings make up 58% of its $229M portfolio in Q4 2017.
  • Ken Stern & Associates opened 8 new positions and closed 6 in Q4 2017.
  • Ken Stern & Associates's portfolio value rose 1.4% quarter-over-quarter to $229M.

Based on Ken Stern & Associates's 13F filing for Q4 2017, filed 8 Feb 2018.