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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+3.82%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$213M
AUM Growth
+$20.1M
Cap. Flow
+$10.4M
Cap. Flow %
4.87%
Top 10 Hldgs %
59.29%
Holding
127
New
23
Increased
37
Reduced
36
Closed
16

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.95M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.54M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$7.01M
4
PWV icon
Invesco Large Cap Value ETF
PWV
+$5.7M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$5.24M

Top Sells

Rank Stock Value
1
VV icon
Vanguard Large-Cap ETF
VV
+$6.79M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.38M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.94M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.51M
5
BND icon
Vanguard Total Bond Market
BND
+$1.43M

Sector Composition

Rank Sector Weight
1 Real Estate 20.36%
2 Technology 3.37%
3 Healthcare 2%
4 Financials 1.48%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
1
Essex Property Trust
ESS
$18.9B
$42.1M 19.72%
172,038
-86
-0% -$19.7K
BIV icon
2
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$14.7M 6.88%
173,921
+16,226
+10% +$1.35M
IWO icon
3
iShares Russell 2000 Growth ETF
IWO
$14.5B
$10.3M 4.83%
62,534
+1,079
+2% +$171K
IVV icon
4
iShares Core S&P 500 ETF
IVV
$876B
$9.96M 4.67%
41,565
+1,533
+4% +$359K
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$9.41M 4.41%
88,306
+9,849
+13% +$1.03M
BND icon
6
Vanguard Total Bond Market
BND
$157B
$8.8M 4.13%
107,889
-17,686
-14% -$1.43M
SHV icon
7
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$7.95M 3.73%
+72,060
New +$7.95M
VGT icon
8
Vanguard Information Technology ETF
VGT
$139B
$7.92M 3.72%
456,736
-1,832
-0.4% -$29.9K
XLI icon
9
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$7.74M 3.63%
+116,692
New +$7.54M
IHI icon
10
iShares US Medical Devices ETF
IHI
$3.02B
$7.6M 3.57%
+289,224
New +$7.01M
XLY icon
11
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$7.17M 3.36%
159,234
+2
+0% +$86
MTUM icon
12
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$6.42M 3.01%
75,723
+858
+1% +$68.7K
IWD icon
13
iShares Russell 1000 Value ETF
IWD
$82B
$6.18M 2.9%
53,855
+612
+1% +$70.2K
PWV icon
14
Invesco Large Cap Value ETF
PWV
$1.66B
$5.76M 2.7%
+163,323
New +$5.7M
XHB icon
15
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$5.57M 2.61%
+147,187
New +$5.24M
XLF icon
16
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$3.87M 1.81%
164,291
-1,958
-1% -$46.9K
XLV icon
17
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.77M 1.77%
+49,968
New +$3.64M
VOO icon
18
Vanguard S&P 500 ETF
VOO
$968B
$3.29M 1.54%
15,049
-4,678
-24% -$998K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.9M 0.89%
7,968
+4,658
+141% +$1.08M
AAPL icon
20
Apple
AAPL
$4.89T
$1.75M 0.82%
48,588
-1,636
-3% -$53.9K
VTI icon
21
Vanguard Total Stock Market ETF
VTI
$654B
$1.56M 0.73%
12,736
+5,945
+88% +$712K
JNJ icon
22
Johnson & Johnson
JNJ
$635B
$1.35M 0.63%
10,943
-33
-0.3% -$3.94K
BSCK
23
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.06M 0.5%
49,287
+24,535
+99% +$523K
BSCI
24
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1M 0.47%
47,211
+22,148
+88% +$470K
GOOGL icon
25
Alphabet (Google) Class A
GOOGL
$3.91T
$877K 0.41%
18,980
– –
1
2 3 4 5

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Ken Stern & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Ken Stern & Associates held 127 positions worth $213M, up 10% from $193M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates deployed $10.4M of net new capital in Q1 2017, opening 23 new positions and adding to 37 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 72,060 shares worth $7.95M.

By sector, the portfolio is most concentrated in Real Estate at 20% of assets, down from 21% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.43M trimmed.

  • Ken Stern & Associates's largest Q1 2017 buy was iShares 0-1 Year Treasury Bond ETF: 72,060 shares worth $7.95M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q1 2017, an estimated $1.35M increase.
  • Ken Stern & Associates's biggest Q1 2017 reduction was Vanguard Total Bond Market, cutting an estimated $1.43M.
  • Ken Stern & Associates fully exited Vanguard Large-Cap ETF in Q1 2017, selling an estimated $6.79M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $213M portfolio in Q1 2017.
  • Ken Stern & Associates opened 23 new positions and closed 16 in Q1 2017.
  • Ken Stern & Associates's portfolio value rose 10% quarter-over-quarter to $213M.

Based on Ken Stern & Associates's 13F filing for Q1 2017, filed 11 May 2017.