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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
+$48.3M
Cap. Flow
+$43.9M
Cap. Flow %
22.75%
Top 10 Hldgs %
60.86%
Holding
119
New
27
Increased
31
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
ESS icon
Essex Property Trust
ESS
+$37.2M
2
VV icon
Vanguard Large-Cap ETF
VV
+$6.64M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.88M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$3.57M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.42M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.11M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.24M
3
VHT icon
Vanguard Health Care ETF
VHT
+$5.14M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.74M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$999K

Sector Composition

Rank Sector Weight
1 Real Estate 21.3%
2 Technology 3.6%
3 Healthcare 1.9%
4 Industrials 1.66%
5 Financials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
1
Essex Property Trust
ESS
$18.9B
$40M 20.72%
+172,124
New +$37.2M
BIV icon
2
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$13.1M 6.78%
157,695
-20,441
-11% -$1.74M
BND icon
3
Vanguard Total Bond Market
BND
$157B
$10.1M 5.25%
125,575
+27,811
+28% +$2.28M
IWO icon
4
iShares Russell 2000 Growth ETF
IWO
$14.5B
$9.46M 4.9%
61,455
-1,854
-3% -$277K
IVV icon
5
iShares Core S&P 500 ETF
IVV
$876B
$9.01M 4.66%
40,032
-507
-1% -$111K
IEF icon
6
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$8.22M 4.26%
78,457
-9,304
-11% -$999K
VGT icon
7
Vanguard Information Technology ETF
VGT
$139B
$6.96M 3.61%
458,568
-11,536
-2% -$174K
VV icon
8
Vanguard Large-Cap ETF
VV
$51.9B
$6.79M 3.52%
+66,342
New +$6.64M
XLY icon
9
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$6.48M 3.36%
159,232
-13,748
-8% -$555K
IWD icon
10
iShares Russell 1000 Value ETF
IWD
$82B
$5.96M 3.09%
53,243
+467
+0.9% +$50.5K
MTUM icon
11
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$5.68M 2.94%
74,865
+1,124
+2% +$85.3K
SCHD icon
12
Schwab US Dividend Equity ETF
SCHD
$102B
$5.38M 2.78%
370,071
+10,599
+3% +$150K
VNQ icon
13
Vanguard Real Estate ETF
VNQ
$39.9B
$4.94M 2.56%
+59,868
New +$4.88M
VOO icon
14
Vanguard S&P 500 ETF
VOO
$968B
$4.05M 2.1%
19,727
-2,791
-12% -$560K
XLF icon
15
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$3.87M 2%
+166,249
New +$3.57M
XLB icon
16
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$3.51M 1.82%
+141,094
New +$3.42M
AAPL icon
17
Apple
AAPL
$4.89T
$1.45M 0.75%
50,224
+1,856
+4% +$52.6K
AGG icon
18
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.41M 0.73%
+13,009
New +$1.43M
JNJ icon
19
Johnson & Johnson
JNJ
$635B
$1.26M 0.65%
10,976
+545
+5% +$63K
QCOM icon
20
Qualcomm
QCOM
$176B
$988K 0.51%
15,148
+3,735
+33% +$251K
VZ icon
21
Verizon
VZ
$194B
$864K 0.45%
16,186
+2,568
+19% +$128K
LDOS icon
22
Leidos
LDOS
$14.1B
$853K 0.44%
+16,677
New +$780K
PRF icon
23
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$850K 0.44%
42,715
– –
CVX icon
24
Chevron
CVX
$388B
$821K 0.43%
6,973
-439
-6% -$47.8K
VTI icon
25
Vanguard Total Stock Market ETF
VTI
$654B
$783K 0.41%
6,791
+839
+14% +$94.4K
1
2 3 4 5

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Ken Stern & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Ken Stern & Associates held 119 positions worth $193M, up 33% from $145M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ken Stern & Associates deployed $43.9M of net new capital in Q4 2016, opening 27 new positions and adding to 31 existing holdings. Its largest new stake was Essex Property Trust: 172,124 shares worth $40M.

By sector, the portfolio is most concentrated in Real Estate at 21% of assets, up from 0.51% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $1.74M trimmed.

  • Ken Stern & Associates's largest Q4 2016 buy was Essex Property Trust: 172,124 shares worth $40M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q4 2016, an estimated $2.28M increase.
  • Ken Stern & Associates's biggest Q4 2016 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $1.74M.
  • Ken Stern & Associates fully exited State Street Consumer Staples Select Sector SPDR ETF in Q4 2016, selling an estimated $7.11M.
  • Ken Stern & Associates's ten largest holdings make up 61% of its $193M portfolio in Q4 2016.
  • Ken Stern & Associates opened 27 new positions and closed 15 in Q4 2016.
  • Ken Stern & Associates's portfolio value rose 33% quarter-over-quarter to $193M.

Based on Ken Stern & Associates's 13F filing for Q4 2016, filed 9 Feb 2017.