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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
-0.33%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$2.5M
Cap. Flow
-$819K
Cap. Flow %
-0.36%
Top 10 Hldgs %
58.44%
Holding
124
New
7
Increased
42
Reduced
59
Closed
7

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$6.46M
2
DIVY
Reality Shares DIVS ETF
DIVY
+$1.63M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$436K
5
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$401K

Top Sells

Rank Stock Value
1
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$6.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.1M
3
BND icon
Vanguard Total Bond Market
BND
+$561K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$536K
5
IYF icon
iShares US Financials ETF
IYF
+$498K

Sector Composition

Rank Sector Weight
1 Real Estate 18.53%
2 Technology 3.14%
3 Healthcare 2.06%
4 Financials 1.43%
5 Industrials 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
1
Essex Property Trust
ESS
$18.9B
$41M 18.05%
170,189
-4
-0% -$922
BIV icon
2
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$15.1M 6.65%
184,717
+12,247
+7% +$1M
IWO icon
3
iShares Russell 2000 Growth ETF
IWO
$14.5B
$11.8M 5.2%
61,934
-393
-0.6% -$75.5K
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$226B
$11.1M 4.91%
251,899
+5,593
+2% +$254K
BND icon
5
Vanguard Total Bond Market
BND
$157B
$10.1M 4.43%
125,795
-7,013
-5% -$561K
IEF icon
6
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$9.68M 4.26%
93,809
+4,233
+5% +$436K
SHV icon
7
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$9.38M 4.13%
85,017
+2,876
+4% +$317K
VGT icon
8
Vanguard Information Technology ETF
VGT
$139B
$8.67M 3.82%
405,560
-12,304
-3% -$269K
XLI icon
9
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$8.04M 3.54%
108,293
-1,443
-1% -$111K
XLY icon
10
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$7.81M 3.44%
154,234
-1,714
-1% -$89.4K
IYF icon
11
iShares US Financials ETF
IYF
$4.39B
$7.36M 3.24%
124,916
-8,212
-6% -$498K
MTUM icon
12
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$7.32M 3.22%
69,089
-2,312
-3% -$252K
FDN icon
13
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$6.42M 2.83%
+53,320
New +$6.46M
VEU icon
14
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$6.06M 2.67%
111,429
-90
-0.1% -$5.01K
PWV icon
15
Invesco Large Cap Value ETF
PWV
$1.66B
$6.01M 2.65%
164,631
-1,319
-0.8% -$50.5K
XLF icon
16
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.18M 1.84%
151,741
-3,001
-2% -$86.4K
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$4.16M 1.83%
15,812
+738
+5% +$201K
XLV icon
18
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.91M 1.72%
48,024
+30
+0.1% +$2.56K
AAPL icon
19
Apple
AAPL
$4.89T
$2.03M 0.9%
48,460
-632
-1% -$27.2K
DIVY
20
DELISTED
Reality Shares DIVS ETF
DIVY
$1.65M 0.73%
+60,477
New +$1.63M
BSCI
21
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.43M 0.63%
67,739
+18,991
+39% +$401K
JNJ icon
22
Johnson & Johnson
JNJ
$635B
$1.33M 0.59%
10,401
-2
-0% -$270
GSLC icon
23
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$1.28M 0.56%
23,925
-7,273
-23% -$399K
AMZN icon
24
Amazon
AMZN
$2.5T
$1.05M 0.46%
14,500
+500
+4% +$35.8K
LDOS icon
25
Leidos
LDOS
$14.1B
$989K 0.44%
15,129
-750
-5% -$49.5K
1
2 3 4 5

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Ken Stern & Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Ken Stern & Associates held 124 positions worth $227M, down 1.1% from $229M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Ken Stern & Associates's Q1 2018 filing shows 7 new, 42 increased, 59 reduced and 7 closed positions. Its largest new stake was First Trust Dow Jones Internet Index Fund ETF: 53,320 shares worth $6.42M. The largest sale was State Street SPDR S&P Homebuilders ETF, an estimated $6.9M.

By sector, the portfolio is most concentrated in Real Estate at 19% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q1 2018 buy was First Trust Dow Jones Internet Index Fund ETF: 53,320 shares worth $6.42M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q1 2018, an estimated $1M increase.
  • Ken Stern & Associates's biggest Q1 2018 reduction was Vanguard Total Bond Market, cutting an estimated $561K.
  • Ken Stern & Associates fully exited State Street SPDR S&P Homebuilders ETF in Q1 2018, selling an estimated $6.9M.
  • Ken Stern & Associates's ten largest holdings make up 58% of its $227M portfolio in Q1 2018.
  • Ken Stern & Associates opened 7 new positions and closed 7 in Q1 2018.
  • Ken Stern & Associates's portfolio value fell 1.1% quarter-over-quarter to $227M.

Based on Ken Stern & Associates's 13F filing for Q1 2018, filed 21 May 2018.