Ken Stern & Associates’s Capital One COF Stock Holding History

Ken Stern & Associates’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,010	Closed	-$340K	–	118
2017 Q3	$340K	Sell	4,010 -282	-7%	-$23.2K	0.15%	75
2017 Q2	$350K	Sell	4,292 -920	-18%	-$74.8K	0.16%	70
2017 Q1	$419K	Sell	5,212 -798	-13%	-$71.1K	0.2%	64
2016 Q4	$524K	Sell	6,010 -824	-12%	-$66.4K	0.27%	43
2016 Q3	$491K	Sell	6,834 -229	-3%	-$15.7K	0.34%	41
2016 Q2	$449K	Sell	7,063 -1,486	-17%	-$103K	0.35%	44
2016 Q1	$593K	Sell	8,549 -3,003	-26%	-$198K	0.41%	33
2015 Q4	$834K	Sell	11,552 -688	-6%	-$52.7K	0.56%	32
2015 Q3	$888K	Sell	12,240 -1,982	-14%	-$159K	0.69%	21
2015 Q2	$1.25M	Sell	14,222 -761	-5%	-$63.9K	0.9%	20
2015 Q1	$1.18M	Sell	14,983 -1,960	-12%	-$154K	0.89%	23
2014 Q4	$1.4M	Buy	+16,943	New	+$1.38M	1.09%	24

Other funds holding COF

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Ken Stern & Associates's COF Position: Q4 2017 in Review

Ken Stern & Associates sold out of Capital One (COF) in Q4 2017, closing a stake of 4,010 shares — an estimated $340K sold.

Ken Stern & Associates first reported a position in COF in Q4 2014 and held it in 12 quarters. The position peaked at $1.4M in Q4 2014. 880 funds tracked by Wall St. Rank hold COF as of Q4 2017.

Ken Stern & Associates reported no remaining Capital One position as of Q4 2017 after selling out during the quarter.
Ken Stern & Associates sold 4,010 Capital One shares in Q4 2017, an estimated $340K.
Ken Stern & Associates first reported a position in Capital One in Q4 2014 and held it in 12 quarters.
Ken Stern & Associates's Capital One position peaked at $1.4M in Q4 2014.
880 funds tracked by Wall St. Rank held Capital One as of Q4 2017.

Based on Ken Stern & Associates's 13F filing for Q4 2017, filed 8 Feb 2018.