We are live on ! Find out more
KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+5.4%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$230M
AUM Growth
+$13.1M
Cap. Flow
+$2.48M
Cap. Flow %
1.08%
Top 10 Hldgs %
56.22%
Holding
136
New
7
Increased
57
Reduced
24
Closed
3

Top Buys

1
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$6.89M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.75M
3
IHF icon
iShares US Healthcare Providers ETF
IHF
+$2.82M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$712K
5
BND icon
Vanguard Total Bond Market
BND
+$396K

Top Sells

1
IYF icon
iShares US Financials ETF
IYF
+$7.01M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.05M
3
VB icon
Vanguard Small-Cap ETF
VB
+$2.82M
4
ESS icon
Essex Property Trust
ESS
+$679K
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$281K

Sector Composition

1 Real Estate 18.78%
2 Technology 3.44%
3 Healthcare 2.29%
4 Financials 1.48%
5 Industrials 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
76
Eaton
ETN
$154B
$399K 0.17%
4,600
– –
BSCL
77
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$384K 0.17%
18,499
– –
RTL
78
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$381K 0.17%
+24,988
New +$395K
LRCX icon
79
Lam Research
LRCX
$401B
$380K 0.17%
25,050
– –
IVV icon
80
iShares Core S&P 500 ETF
IVV
$881B
$376K 0.16%
1,286
+46
+4% +$13.2K
MU icon
81
Micron Technology
MU
$964B
$371K 0.16%
8,210
– –
VOO icon
82
Vanguard S&P 500 ETF
VOO
$974B
$371K 0.16%
1,388
– –
LYB icon
83
LyondellBasell Industries
LYB
$18.7B
$359K 0.16%
3,499
– –
T icon
84
AT&T
T
$153B
$359K 0.16%
14,167
+1,686
+14% +$41.3K
DUK icon
85
Duke Energy
DUK
$98.3B
$355K 0.15%
4,432
– –
BKLN icon
86
Invesco Senior Loan ETF
BKLN
$7.19B
$351K 0.15%
15,141
+3
+0% +$69
IBB icon
87
iShares Biotechnology ETF
IBB
$9.23B
$349K 0.15%
2,862
– –
MLPA icon
88
Global X MLP ETF
MLPA
$2.22B
$346K 0.15%
6,037
– –
JPUS
89
JPMorgan Diversified Return US Equity ETF
JPUS
$452M
$342K 0.15%
4,586
– –
WELL icon
90
Welltower
WELL
$170B
$342K 0.15%
5,319
+1
+0% +$65
EMB icon
91
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$341K 0.15%
3,161
-85
-3% -$9.13K
RSPU icon
92
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$546M
$341K 0.15%
7,764
+1,580
+26% +$69.3K
GOOG icon
93
Alphabet (Google) Class C
GOOG
$4.32T
$321K 0.14%
5,380
– –
RSPG icon
94
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$557M
$317K 0.14%
5,110
+437
+9% +$26.9K
SO icon
95
Southern Company
SO
$108B
$316K 0.14%
7,250
– –
RSPS icon
96
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$251M
$315K 0.14%
12,275
+3,245
+36% +$83.7K
HAL icon
97
Halliburton
HAL
$29.3B
$314K 0.14%
7,754
+1
+0% +$41
AOR icon
98
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$313K 0.14%
6,929
-2,379
-26% -$107K
UPS icon
99
United Parcel Service
UPS
$99.6B
$308K 0.13%
2,638
+50
+2% +$5.88K
ALXN
100
DELISTED
Alexion Pharmaceuticals
ALXN
$306K 0.13%
2,200
– –
2 3
4
5 6

Similar funds

CA
Cynosure Advisors Salt Lake City, Utah $238M AUM 4% 1-Year Est. Return
LFR
Lehman Financial Resources Media, Pennsylvania $213M AUM 12.03% 1-Year Est. Return
SH
Sandia Holdings Greenwich, Connecticut $213M AUM 29.35% 1-Year Est. Return
CT
CPF Texas Plano, Texas $210M AUM 9.08% 1-Year Est. Return
AAM
Amerigo Asset Management George Town, Cayman Islands $254M AUM 115.73% 1-Year Est. Return
SCM
Sorin Capital Management Stamford, Connecticut $202M AUM 2.84% 1-Year Est. Return
LGC
Laurel Grove Capital Los Angeles, California $198M AUM 18% 1-Year Est. Return
TCM
Talara Capital Management Montclair, New Jersey $193M AUM 11.22% 1-Year Est. Return

Ken Stern & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Ken Stern & Associates held 136 positions worth $230M, up 6.1% from $217M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Ken Stern & Associates's Q3 2018 filing shows 7 new, 57 increased, 24 reduced and 3 closed positions. Its largest new stake was iShares US Aerospace & Defense ETF: 66,996 shares worth $7.25M. The largest sale was iShares US Financials ETF, an estimated $7.01M.

By sector, the portfolio is most concentrated in Real Estate at 19% of assets, down from 19% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q3 2018 buy was iShares US Aerospace & Defense ETF: 66,996 shares worth $7.25M.
  • Ken Stern & Associates added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $712K increase.
  • Ken Stern & Associates's biggest Q3 2018 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $4.05M.
  • Ken Stern & Associates fully exited iShares US Financials ETF in Q3 2018, selling an estimated $7.01M.
  • Ken Stern & Associates's ten largest holdings make up 56% of its $230M portfolio in Q3 2018.
  • Ken Stern & Associates opened 7 new positions and closed 3 in Q3 2018.
  • Ken Stern & Associates's portfolio value rose 6.1% quarter-over-quarter to $230M.

Based on Ken Stern & Associates's 13F filing for Q3 2018, filed 13 Nov 2018.