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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+5.4%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$230M
AUM Growth
+$13.1M
Cap. Flow
+$2.48M
Cap. Flow %
1.08%
Top 10 Hldgs %
56.22%
Holding
136
New
7
Increased
57
Reduced
24
Closed
3

Top Buys

Rank Stock Value
1
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$6.89M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.75M
3
IHF icon
iShares US Healthcare Providers ETF
IHF
+$2.82M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$712K
5
BND icon
Vanguard Total Bond Market
BND
+$396K

Top Sells

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$7.01M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.05M
3
VB icon
Vanguard Small-Cap ETF
VB
+$2.82M
4
ESS icon
Essex Property Trust
ESS
+$679K
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$281K

Sector Composition

Rank Sector Weight
1 Real Estate 18.78%
2 Technology 3.44%
3 Healthcare 2.29%
4 Financials 1.48%
5 Industrials 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCI
26
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.08M 0.47%
51,112
-948
-2% -$20.1K
LDOS icon
27
Leidos
LDOS
$14.5B
$1.05M 0.46%
15,130
+1
+0% +$68
VTI icon
28
Vanguard Total Stock Market ETF
VTI
$653B
$944K 0.41%
6,306
-1,171
-16% -$172K
RSPD icon
29
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$312M
$874K 0.38%
24,735
+3,741
+18% +$132K
BSCK
30
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$865K 0.38%
41,034
+3,748
+10% +$79K
RSPT icon
31
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.41B
$863K 0.38%
51,260
+12,220
+31% +$202K
RSPN icon
32
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.09B
$862K 0.38%
34,180
+13,170
+63% +$324K
PFE icon
33
Pfizer
PFE
$141B
$833K 0.36%
19,930
+3
+0% +$115
QCOM icon
34
Qualcomm
QCOM
$177B
$828K 0.36%
11,492
-1,091
-9% -$71.8K
RSPH icon
35
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$752M
$817K 0.36%
39,660
+12,300
+45% +$241K
SDY icon
36
State Street SPDR S&P Dividend ETF
SDY
$22B
$805K 0.35%
8,225
+422
+5% +$40.9K
IGV icon
37
iShares Expanded Tech-Software Sector ETF
IGV
$12.3B
$752K 0.33%
18,335
– –
RSPF icon
38
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$305M
$744K 0.32%
17,306
+3,405
+24% +$149K
BSCJ
39
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$742K 0.32%
35,191
+5,707
+19% +$120K
PRF icon
40
Invesco FTSE RAFI US 1000 ETF
PRF
$9.75B
$718K 0.31%
30,215
– –
AET
41
DELISTED
Aetna Inc
AET
$704K 0.31%
3,472
– –
VRP icon
42
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$699K 0.3%
28,082
+6
+0% +$150
IFLN
43
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$695K 0.3%
37,524
+8
+0% +$148
HON icon
44
Honeywell
HON
$77.2B
$690K 0.3%
4,594
+7
+0.2% +$992
V icon
45
Visa
V
$691B
$689K 0.3%
4,589
– –
TMO icon
46
Thermo Fisher Scientific
TMO
$209B
$687K 0.3%
2,816
– –
ABBV icon
47
AbbVie
ABBV
$457B
$665K 0.29%
7,027
+1
+0% +$95
PGX icon
48
Invesco Preferred ETF
PGX
$3.8B
$665K 0.29%
46,412
+21,261
+85% +$309K
CSCO icon
49
Cisco
CSCO
$450B
$654K 0.28%
13,451
+3
+0% +$135
INTC icon
50
Intel
INTC
$454B
$651K 0.28%
13,756
+5
+0% +$243
1
2
3 4 5

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Ken Stern & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Ken Stern & Associates held 136 positions worth $230M, up 6.1% from $217M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Ken Stern & Associates's Q3 2018 filing shows 7 new, 57 increased, 24 reduced and 3 closed positions. Its largest new stake was iShares US Aerospace & Defense ETF: 66,996 shares worth $7.25M. The largest sale was iShares US Financials ETF, an estimated $7.01M.

By sector, the portfolio is most concentrated in Real Estate at 19% of assets, down from 19% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q3 2018 buy was iShares US Aerospace & Defense ETF: 66,996 shares worth $7.25M.
  • Ken Stern & Associates added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $712K increase.
  • Ken Stern & Associates's biggest Q3 2018 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $4.05M.
  • Ken Stern & Associates fully exited iShares US Financials ETF in Q3 2018, selling an estimated $7.01M.
  • Ken Stern & Associates's ten largest holdings make up 56% of its $230M portfolio in Q3 2018.
  • Ken Stern & Associates opened 7 new positions and closed 3 in Q3 2018.
  • Ken Stern & Associates's portfolio value rose 6.1% quarter-over-quarter to $230M.

Based on Ken Stern & Associates's 13F filing for Q3 2018, filed 13 Nov 2018.