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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+5.4%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$230M
AUM Growth
+$13.1M
Cap. Flow
+$2.48M
Cap. Flow %
1.08%
Top 10 Hldgs %
56.22%
Holding
136
New
7
Increased
57
Reduced
24
Closed
3

Top Buys

1
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$6.89M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.75M
3
IHF icon
iShares US Healthcare Providers ETF
IHF
+$2.82M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$712K
5
BND icon
Vanguard Total Bond Market
BND
+$396K

Top Sells

1
IYF icon
iShares US Financials ETF
IYF
+$7.01M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.05M
3
VB icon
Vanguard Small-Cap ETF
VB
+$2.82M
4
ESS icon
Essex Property Trust
ESS
+$679K
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$281K

Sector Composition

1 Real Estate 18.78%
2 Technology 3.44%
3 Healthcare 2.29%
4 Financials 1.48%
5 Industrials 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
126
McDonald's
MCD
$194B
$240K 0.1%
1,436
– –
IWM icon
127
iShares Russell 2000 ETF
IWM
$82.2B
$232K 0.1%
1,374
-39
-3% -$6.58K
DD icon
128
DuPont de Nemours
DD
$18.1B
$228K 0.1%
1,398
– –
TSN icon
129
Tyson Foods
TSN
$20.4B
$214K 0.09%
3,603
– –
EEM icon
130
iShares MSCI Emerging Markets ETF
EEM
$28B
$212K 0.09%
4,943
– –
O icon
131
Realty Income
O
$61.3B
$212K 0.09%
3,842
– –
AGG icon
132
iShares Core US Aggregate Bond ETF
AGG
$139B
$209K 0.09%
1,977
– –
USO icon
133
United States Oil Fund
USO
$2.54B
$186K 0.08%
1,502
– –
IYF icon
134
iShares US Financials ETF
IYF
$4.24B
– –
-119,662
Closed -$7.01M
JPST icon
135
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
– –
-3,984
Closed -$200K
VB icon
136
Vanguard Small-Cap ETF
VB
$79.7B
– –
-18,102
Closed -$2.82M
2 3 4 5
6

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Ken Stern & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Ken Stern & Associates held 136 positions worth $230M, up 6.1% from $217M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Ken Stern & Associates's Q3 2018 filing shows 7 new, 57 increased, 24 reduced and 3 closed positions. Its largest new stake was iShares US Aerospace & Defense ETF: 66,996 shares worth $7.25M. The largest sale was iShares US Financials ETF, an estimated $7.01M.

By sector, the portfolio is most concentrated in Real Estate at 19% of assets, down from 19% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q3 2018 buy was iShares US Aerospace & Defense ETF: 66,996 shares worth $7.25M.
  • Ken Stern & Associates added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $712K increase.
  • Ken Stern & Associates's biggest Q3 2018 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $4.05M.
  • Ken Stern & Associates fully exited iShares US Financials ETF in Q3 2018, selling an estimated $7.01M.
  • Ken Stern & Associates's ten largest holdings make up 56% of its $230M portfolio in Q3 2018.
  • Ken Stern & Associates opened 7 new positions and closed 3 in Q3 2018.
  • Ken Stern & Associates's portfolio value rose 6.1% quarter-over-quarter to $230M.

Based on Ken Stern & Associates's 13F filing for Q3 2018, filed 13 Nov 2018.