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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDIV icon
176
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$49K 0.05%
2,650
– –
VNM icon
177
VanEck Vietnam ETF
VNM
$510M
$49K 0.05%
3,000
– –
BLW icon
178
BlackRock Limited Duration Income Trust
BLW
$493M
$48K 0.05%
3,047
+16
+0.5% +$246
ADRE
179
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$48K 0.05%
1,250
+355
+40% +$13.8K
GOOD
180
Gladstone Commercial Corp
GOOD
$618M
$47K 0.05%
2,000
– –
AGNC icon
181
AGNC Investment
AGNC
$12.8B
$46K 0.05%
2,832
+71
+3% +$1.17K
GE icon
182
GE Aerospace
GE
$380B
$46K 0.05%
1,039
-24
-2% -$1.13K
SFL icon
183
SFL Corp
SFL
$1.58B
$46K 0.05%
3,272
+28
+0.9% +$376
MNP
184
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$46K 0.05%
3,000
– –
QID icon
185
ProShares UltraShort QQQ
QID
$249M
$45K 0.05%
75
– –
FLOT icon
186
iShares Floating Rate Bond ETF
FLOT
$10.5B
$44K 0.05%
865
+390
+82% +$19.8K
SOXL icon
187
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$22.2B
$43K 0.04%
3,750
-1,500
-29% -$16.3K
IGSB icon
188
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$41K 0.04%
760
– –
MHD icon
189
BlackRock MuniHoldings Fund
MHD
$604M
$41K 0.04%
2,500
– –
MUB icon
190
iShares National Muni Bond ETF
MUB
$45.8B
$41K 0.04%
360
– –
CHY
191
Calamos Convertible and High Income Fund
CHY
$1.07B
$40K 0.04%
3,675
– –
FXH icon
192
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$37K 0.04%
500
– –
HPS
193
John Hancock Preferred Income Fund III
HPS
$459M
$37K 0.04%
1,850
-50
-3% -$967
EHTH icon
194
eHealth
EHTH
$40.4M
$36K 0.04%
540
– –
IWD icon
195
iShares Russell 1000 Value ETF
IWD
$84.2B
$36K 0.04%
278
– –
SPTL icon
196
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$36K 0.04%
880
– –
FNDX icon
197
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$35K 0.04%
2,673
– –
FV icon
198
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$35K 0.04%
1,171
– –
KEY icon
199
KeyCorp
KEY
$24.3B
$35K 0.04%
+1,940
New +$33.6K
PHO icon
200
Invesco Water Resources ETF
PHO
$2.09B
$35K 0.04%
949
+754
+387% +$27.1K
6 7
8
9 10

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.