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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZA icon
151
InfraCap MLP ETF
AMZA
$473M
$66K 0.07%
1,339
+43
+3% +$2.22K
OPI
152
DELISTED
Office Properties Income Trust
OPI
$66K 0.07%
2,139
+34
+2% +$950
PBE icon
153
Invesco Biotechnology & Genome ETF
PBE
$358M
$65K 0.07%
1,370
-170
-11% -$8.71K
XOM icon
154
ExxonMobil
XOM
$662B
$63K 0.06%
893
+12
+1% +$868
IPO icon
155
Renaissance IPO ETF
IPO
$160M
$62K 0.06%
2,200
+1,095
+99% +$34.1K
PFD
156
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$60K 0.06%
4,000
-400
-9% -$6.01K
VGT icon
157
Vanguard Information Technology ETF
VGT
$147B
$60K 0.06%
2,216
– –
NVDA icon
158
NVIDIA
NVDA
$5.27T
$58K 0.06%
13,280
– –
RWJ icon
159
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$58K 0.06%
2,715
– –
LIT icon
160
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$57K 0.06%
2,338
– –
VTV icon
161
Vanguard Morningstar Value ETF
VTV
$192B
$57K 0.06%
510
+394
+340% +$43.6K
GYLD icon
162
Arrow Dow Jones Global Yield ETF
GYLD
$38.1M
$55K 0.06%
3,465
– –
HPF
163
John Hancock Preferred Income Fund II
HPF
$345M
$54K 0.06%
2,321
– –
BFZ
164
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$53K 0.05%
3,850
– –
GRPN icon
165
Groupon
GRPN
$933M
$53K 0.05%
996
– –
SCHH icon
166
Schwab US REIT ETF
SCHH
$11.2B
$53K 0.05%
2,260
– –
CBOE icon
167
Cboe Global Markets
CBOE
$29.8B
$52K 0.05%
450
– –
IGIB icon
168
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$52K 0.05%
900
– –
VV icon
169
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$52K 0.05%
+384
New +$52.1K
XTN icon
170
State Street SPDR S&P Transportation ETF
XTN
$391M
$52K 0.05%
850
– –
EHI
171
Western Asset Global High Income Fund
EHI
$178M
$51K 0.05%
5,095
– –
POWA icon
172
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$51K 0.05%
950
– –
IWF icon
173
iShares Russell 1000 Growth ETF
IWF
$127B
$50K 0.05%
1,256
– –
TWTR
174
DELISTED
Twitter, Inc.
TWTR
$50K 0.05%
1,225
– –
AMRN
175
Amarin Corp
AMRN
$298M
$49K 0.05%
163
-7
-4% -$2.44K
5 6
7
8 9

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.