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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$225M
AUM Growth
+$7.83M
Cap. Flow
+$5.73M
Cap. Flow %
2.55%
Top 10 Hldgs %
32.82%
Holding
151
New
15
Increased
58
Reduced
60
Closed
5

Top Buys

Rank Stock Value
1
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$1.22M
2
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$680K
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$592K
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$577K
5
NVBW icon
AllianzIM U.S. Equity Buffer20 Nov ETF
NVBW
+$554K

Top Sells

Rank Stock Value
1
SNOW icon
Snowflake
SNOW
+$1.29M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$360K
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$289K
4
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$268K
5
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$248K

Sector Composition

Rank Sector Weight
1 Technology 9.26%
2 Consumer Discretionary 3.8%
3 Communication Services 3.15%
4 Financials 0.76%
5 Energy 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHF icon
126
iShares US Healthcare Providers ETF
IHF
$1.25B
$213K 0.09%
4,445
– –
VTIP icon
127
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$213K 0.09%
4,390
-10
-0.2% -$489
MYN icon
128
BlackRock MuniYield New York Quality Fund
MYN
$376M
$211K 0.09%
20,963
+9,380
+81% +$97.9K
DFAS icon
129
Dimensional US Small Cap ETF
DFAS
$15.8B
$210K 0.09%
+3,234
New +$216K
KBWB icon
130
Invesco KBW Bank ETF
KBWB
$6.77B
$210K 0.09%
+3,211
New +$210K
KORP icon
131
American Century Diversified Corporate Bond ETF
KORP
$896M
$209K 0.09%
+4,548
New +$213K
IWM icon
132
iShares Russell 2000 ETF
IWM
$81.8B
$209K 0.09%
+944
New +$215K
CAT icon
133
Caterpillar
CAT
$388B
$208K 0.09%
572
+22
+4% +$8.53K
APRW icon
134
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$201M
$206K 0.09%
6,285
– –
SYLD icon
135
Cambria Shareholder Yield ETF
SYLD
$1.02B
$205K 0.09%
2,994
-119
-4% -$8.59K
SPLB icon
136
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$204K 0.09%
9,187
– –
INKM icon
137
State Street Income Allocation ETF
INKM
$75.2M
$202K 0.09%
6,445
– –
PMM
138
Franklin Managed Municipal Income Trust
PMM
$273M
$201K 0.09%
33,666
-1,523
-4% -$9.57K
DGT icon
139
State Street SPDR Global Dow ETF
DGT
$627M
$201K 0.09%
1,522
– –
IJS icon
140
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$200K 0.09%
+1,844
New +$204K
SCHF icon
141
Schwab International Equity ETF
SCHF
$68.5B
$200K 0.09%
10,814
+140
+1% +$2.73K
PCY icon
142
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$200K 0.09%
+10,075
New +$208K
ALDX icon
143
Aldeyra Therapeutics
ALDX
$91.1M
$158K 0.07%
31,670
-62
-0.2% -$318
NCV
144
Virtus Convertible & Income Fund
NCV
$393M
$96.2K 0.04%
6,932
-1,225
-15% -$17.4K
KULR icon
145
KULR Technology Group
KULR
$130M
$79.4K 0.04%
+2,796
New +$21.8K
TNXP icon
146
Tonix Pharmaceuticals
TNXP
$197M
$6.6K ﹤0.01%
+200
New +$4.16K
HYEM icon
147
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
– –
-12,479
Closed -$248K
IEO icon
148
iShares US Oil & Gas Exploration & Production ETF
IEO
$585M
– –
-2,315
Closed -$212K
IYH icon
149
iShares US Healthcare ETF
IYH
$3.76B
– –
-3,241
Closed -$211K
SNOW icon
150
Snowflake
SNOW
$116B
– –
-11,250
Closed -$1.29M
3 4 5
6
7

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Joseph P. Lucia & Associates's Q4 2024 Portfolio in Review

As of Q4 2024, Joseph P. Lucia & Associates held 151 positions worth $225M, up 3.6% from $217M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates's Q4 2024 filing shows 15 new, 58 increased, 60 reduced and 5 closed positions. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 20,415 shares worth $687K. The largest sale was Snowflake, an estimated $1.29M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 9.5% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q4 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 20,415 shares worth $687K.
  • Joseph P. Lucia & Associates added most to Franklin Short Duration US Government ETF in Q4 2024, an estimated $1.22M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2024 reduction was Schwab US TIPS ETF, cutting an estimated $360K.
  • Joseph P. Lucia & Associates fully exited Snowflake in Q4 2024, selling an estimated $1.29M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $225M portfolio in Q4 2024.
  • Joseph P. Lucia & Associates opened 15 new positions and closed 5 in Q4 2024.
  • Joseph P. Lucia & Associates's portfolio value rose 3.6% quarter-over-quarter to $225M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2024, filed 22 Jan 2025.