Joseph P. Lucia & Associates’s AllianzIM U.S. Equity Buffer20 Nov ETF NVBW Stock Holding History

Joseph P. Lucia & Associates’s Portfolio NVBW Stock Details NVBW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$423K	Hold	12,719	–	–	0.15%	116
2025 Q4	$430K	Sell	12,719 -290	-2%	-$9.72K	0.16%	111
2025 Q3	$433K	Sell	13,009 -5,000	-28%	-$164K	0.16%	107
2025 Q2	$580K	Hold	18,009	–	–	0.24%	85
2025 Q1	$551K	Hold	18,009	–	–	0.25%	81
2024 Q4	$558K	Buy	+18,009	New	+$554K	0.25%	80

Other funds holding NVBW

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

American Asset Management Boca Raton, Florida $115M AUM 12.06% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Allianz Munich, Germany $9.02B AUM 28.63% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return