LPL Financial
NVBW icon

LPL Financial’s AllianzIM U.S. Equity Buffer20 Nov ETF NVBW Stock Holding History

LPL Financial’s Portfolio NVBW Stock Details NVBW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$4.79M Sell
143,977
-3,509
-2% -$119K ﹤0.01% 2655
2025
Q4 		$4.99M Buy
147,486
+85,824
+139% +$2.88M ﹤0.01% 2536
2025
Q3 		$2.05M Buy
61,662
+37,111
+151% +$1.22M ﹤0.01% 3295
2025
Q2 		$791K Buy
24,551
+6,976
+40% +$216K ﹤0.01% 3965
2025
Q1 		$538K Sell
17,575
-8
-0% -$249 ﹤0.01% 4105
2024
Q4 		$545K Sell
17,583
-3,022
-15% -$93K ﹤0.01% 4024
2024
Q3 		$624K Buy
20,605
+3,420
+20% +$103K ﹤0.01% 3814
2024
Q2 		$512K Buy
17,185
+3,516
+26% +$104K ﹤0.01% 3857
2024
Q1 		$400K Sell
13,669
-1,648
-11% -$47.5K ﹤0.01% 3971
2023
Q4 		$435K Buy
+15,317
New +$425K ﹤0.01% 3777
2023
Q3 		– Sell
-7,494
Closed -$209K – 4763
2023
Q2 		$209K Buy
+7,494
New +$201K ﹤0.01% 4119

Other funds holding NVBW

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Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
AAM
American Asset Management Boca Raton, Florida $115M AUM 12.06% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
A
Allianz Munich, Germany $9.02B AUM 28.63% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
CRWM
Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return
PA
PFG Advisors Phoenix, Arizona $2.05B AUM 22.27% 1-Year Est. Return