LPL Financial’s AllianzIM U.S. Equity Buffer20 Nov ETF NVBW Stock Holding History

LPL Financial’s Portfolio NVBW Stock Details NVBW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$4.85M	Sell	136,236 -7,741	-5%	-$271K	﹤0.01%	2825
2026 Q1	$4.79M	Sell	143,977 -3,509	-2%	-$119K	﹤0.01%	2655
2025 Q4	$4.99M	Buy	147,486 +85,824	+139%	+$2.88M	﹤0.01%	2536
2025 Q3	$2.05M	Buy	61,662 +37,111	+151%	+$1.22M	﹤0.01%	3295
2025 Q2	$791K	Buy	24,551 +6,976	+40%	+$216K	﹤0.01%	3965
2025 Q1	$538K	Sell	17,575 -8	-0%	-$249	﹤0.01%	4105
2024 Q4	$545K	Sell	17,583 -3,022	-15%	-$93K	﹤0.01%	4024
2024 Q3	$624K	Buy	20,605 +3,420	+20%	+$103K	﹤0.01%	3814
2024 Q2	$512K	Buy	17,185 +3,516	+26%	+$104K	﹤0.01%	3857
2024 Q1	$400K	Sell	13,669 -1,648	-11%	-$47.5K	﹤0.01%	3971
2023 Q4	$435K	Buy	+15,317	New	+$425K	﹤0.01%	3777
2023 Q3	–	Sell	-7,494	Closed	-$209K	–	4763
2023 Q2	$209K	Buy	+7,494	New	+$201K	﹤0.01%	4119

Other funds holding NVBW

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

AAM

American Asset Management Boca Raton, Florida $123M AUM 12.5% 1-Year Est. Return

Allianz Munich, Germany $9.48B AUM 23.58% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

CRWM

Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return

LPL Financial's NVBW Position: Q2 2026 in Review

LPL Financial reduced its AllianzIM U.S. Equity Buffer20 Nov ETF (NVBW) stake by 5.4% in Q2 2026, selling an estimated $271K and leaving 136,236 shares worth $4.85M. The position accounts for ﹤0.01% of the portfolio, ranked #2825.

LPL Financial first reported a position in NVBW in Q2 2023 and has held it in 12 quarters since. The position peaked at $4.99M in Q4 2025. 50 funds tracked by Wall St. Rank hold NVBW as of Q2 2026.

LPL Financial held 136,236 shares of AllianzIM U.S. Equity Buffer20 Nov ETF worth $4.85M as of Q2 2026.
LPL Financial sold 7,741 AllianzIM U.S. Equity Buffer20 Nov ETF shares in Q2 2026, an estimated $271K.
AllianzIM U.S. Equity Buffer20 Nov ETF made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #2825 holding.
LPL Financial first reported a position in AllianzIM U.S. Equity Buffer20 Nov ETF in Q2 2023 and has held it in 12 quarters since.
LPL Financial's AllianzIM U.S. Equity Buffer20 Nov ETF position peaked at $4.99M in Q4 2025.
50 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer20 Nov ETF as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.