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AllianzIM U.S. Equity Buffer20 Nov ETF

25 hedge funds and large institutions have $21.9M invested in AllianzIM U.S. Equity Buffer20 Nov ETF in 2023 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,000% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 1

67% more funds holding

Funds holding: 1525 (+10)

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

37% more capital invested

Capital invested by funds: $16M → $21.9M (+$5.93M)

7.39% less ownership

Funds ownership: 70.09%62.7% (-7.4%)

Holders
25
Holders Change
+10
Holders Change %
+66.67%
% of All Funds
0.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
8
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$5.92M +$3.06M +110,218 +112%
KAS
2
Kestra Advisory Services
Texas
$2.18M +$74.7K +2,693 +4%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.17M +$948K +34,182 +81%
Jane Street
4
Jane Street
New York
$1.51M +$1.47M +53,171 New
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.41M -$643K -23,200 -32%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.08M +$1.05M +37,945 New
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$973K +$567K +20,450 +148%
CA
8
Cetera Advisors
Colorado
$860K +$5.54K +200 +0.7%
CAN
9
Cetera Advisor Networks
California
$847K +$522K +18,822 +171%
SB
10
Strategic Blueprint
Georgia
$728K -$83.6K -3,016 -11%
Citadel Advisors
11
Citadel Advisors
Florida
$555K +$542K +19,547 New
LNC
12
Lincoln National Corp
Pennsylvania
$497K +$486K +17,514 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$463K +$234K +8,436 +107%
IA
14
IFP Advisors
Florida
$443K -$786K -28,340 -65%
AWM
15
AE Wealth Management
Kansas
$438K +$423K +15,257 New
LPL Financial
16
LPL Financial
California
$435K +$425K +15,317 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$348K +$80.1K +2,891 +31%
CF
18
Centaurus Financial
California
$265K +$259K +9,335 New
MWS
19
Maxwell Wealth Strategies
California
$212K +$207K +7,466 New
WP
20
WealthSource Partners
California
$205K +$200K +7,200 New
HI
21
Harbour Investments
Wisconsin
$151K +$147K +5,316 New
AIMU
22
Allianz Investment Management US
Minnesota
$142K -$3.39M -122,434 -96%
BBPWM
23
Blue Bell Private Wealth Management
Pennsylvania
$65.6K
DFA
24
DHJJ Financial Advisors
Illinois
$9.37K +$9.15K +330 New
UBS Group
25
UBS Group
Switzerland
$3.18K -$8.18K -295 -72%

NVBW Hedge Fund Activity: Q4 2023 in Review

25 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer20 Nov ETF (NVBW) for Q4 2023, worth a combined $21.9M — up 37% from $16M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NVBW positions and 1 closed out — a net gain of 10 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $3.06M. The largest seller was Allianz Investment Management US, cutting an estimated $3.39M.

  • 25 institutional investors held AllianzIM U.S. Equity Buffer20 Nov ETF (NVBW) as of Q4 2023, up from 15 in Q3 2023.
  • Funds reported $21.9M of AllianzIM U.S. Equity Buffer20 Nov ETF stock for Q4 2023, up 37% quarter-over-quarter.
  • 11 funds opened new AllianzIM U.S. Equity Buffer20 Nov ETF positions in Q4 2023 and 1 closed out, a net change of +10 holders.
  • The largest AllianzIM U.S. Equity Buffer20 Nov ETF buyer in Q4 2023 was Commonwealth Equity Services, an estimated $3.06M added.
  • The largest AllianzIM U.S. Equity Buffer20 Nov ETF seller in Q4 2023 was Allianz Investment Management US, an estimated $3.39M sold.

Based on aggregated 13F filings for Q4 2023.