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AllianzIM U.S. Equity Buffer20 Nov ETF

42 hedge funds and large institutions have $69.8M invested in AllianzIM U.S. Equity Buffer20 Nov ETF in 2025 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 7

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

48% more capital invested

Capital invested by funds: $47.1M → $69.8M (+$22.7M)

20% more funds holding

Funds holding: 3542 (+7)

1.08% more ownership

Funds ownership: 72.63%73.71% (+1.1%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
42
Holders Change
+7
Holders Change %
+20%
% of All Funds
0.51%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
12
Increased
19
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$8.84M +$1.67M +49,918 +24%
AAM
2
American Asset Management
Florida
$7.93M -$29.9K -891 -0.4%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$6.85M +$4.44M +132,421 +189%
Osaic Holdings
4
Osaic Holdings
Arizona
$6.45M +$3.68M +109,648 +135%
KAS
5
Kestra Advisory Services
Texas
$5.14M +$1.24M +37,026 +32%
LPL Financial
6
LPL Financial
California
$4.99M +$2.88M +85,824 +139%
AIMU
7
Allianz Investment Management US
Minnesota
$3.69M +$3.49M +104,056 +2,081%
Raymond James Financial
8
Raymond James Financial
Florida
$3.43M +$1.49M +44,506 +78%
PA
9
PFG Advisors
Arizona
$2.62M +$2.31M +68,771 +788%
CRWM
10
Castle Rock Wealth Management
California
$2.54M +$1.12M +33,323 +80%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$2.31M +$1.93M +57,538 +528%
SWM
12
Spire Wealth Management
Virginia
$2.24M +$1.56M +46,506 +237%
HI
13
Harbour Investments
Wisconsin
$1.56M +$1.08M +32,137 +230%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.07M -$175K -5,214 -14%
AFS
15
Access Financial Services
Minnesota
$987K +$978K +29,170 New
TWP
16
Tyche Wealth Partners
Texas
$835K +$828K +24,690 New
CF
17
Centaurus Financial
California
$774K +$454K +13,544 +145%
JSA
18
Jim Saulnier & Associates
Colorado
$621K +$393K +11,736 +178%
FFA
19
Farther Finance Advisors
California
$605K +$308K +9,188 +106%
FFN
20
Focus Financial Network
Minnesota
$538K +$76.8K +2,292 +17%
IA
21
IFP Advisors
Florida
$445K +$28K +835 +7%
JPLA
22
Joseph P. Lucia & Associates
New York
$430K -$9.72K -290 -2%
Citadel Advisors
23
Citadel Advisors
Florida
$401K +$4.22K +126 +1%
Wealth Enhancement Advisory Services
24
Wealth Enhancement Advisory Services
Minnesota
$395K +$389K +11,604 New
AWE
25
Avidian Wealth Enterprises
Texas
$370K +$366K +10,923 New

NVBW Hedge Fund Activity: Q4 2025 in Review

42 of the 8,228 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer20 Nov ETF (NVBW) for Q4 2025, worth a combined $69.8M — up 48% from $47.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NVBW positions and 5 closed out — a net gain of 7 holders — while 19 added to existing stakes and 7 trimmed.

The largest buyer was Cetera Investment Advisers, adding an estimated $4.44M. The largest seller was Mid-American Wealth Advisory Group, exiting entirely with an estimated $8.64M sold.

  • 42 institutional investors held AllianzIM U.S. Equity Buffer20 Nov ETF (NVBW) as of Q4 2025, up from 35 in Q3 2025.
  • Funds reported $69.8M of AllianzIM U.S. Equity Buffer20 Nov ETF stock for Q4 2025, up 48% quarter-over-quarter.
  • 12 funds opened new AllianzIM U.S. Equity Buffer20 Nov ETF positions in Q4 2025 and 5 closed out, a net change of +7 holders.
  • The largest AllianzIM U.S. Equity Buffer20 Nov ETF buyer in Q4 2025 was Cetera Investment Advisers, an estimated $4.44M added.
  • The largest AllianzIM U.S. Equity Buffer20 Nov ETF seller in Q4 2025 was Mid-American Wealth Advisory Group, an estimated $8.64M sold.

Based on aggregated 13F filings for Q4 2025.