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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$20.7M
Cap. Flow
+$5.32M
Cap. Flow %
2.01%
Top 10 Hldgs %
31.98%
Holding
165
New
14
Increased
56
Reduced
73
Closed
4

Top Buys

Rank Stock Value
1
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.29M
2
AVDV icon
Avantis International Small Cap Value ETF
AVDV
+$563K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$445K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$371K
5
EUAD
Select STOXX Europe Aerospace & Defense ETF
EUAD
+$363K

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$290K
2
MARW icon
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
+$229K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$214K
4
FINX icon
Global X FinTech ETF
FINX
+$209K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$202K

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Discretionary 3.21%
3 Communication Services 3.19%
4 Financials 1.15%
5 Energy 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
101
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$505K 0.19%
55,844
-6,576
-11% -$58.2K
TSLA icon
102
Tesla
TSLA
$1.31T
$473K 0.18%
1,064
-259
-20% -$89.8K
SCHV
103
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$464K 0.18%
15,950
– –
VO icon
104
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$464K 0.18%
6,320
-60
-0.9% -$4.31K
JPM icon
105
JPMorgan Chase
JPM
$962B
$455K 0.17%
1,442
+104
+8% +$30.9K
SHLD icon
106
Global X Defense Tech ETF
SHLD
$7.67B
$440K 0.17%
6,265
+1,217
+24% +$76.4K
NVBW icon
107
AllianzIM U.S. Equity Buffer20 Nov ETF
NVBW
$96M
$433K 0.16%
13,009
-5,000
-28% -$164K
FDG icon
108
American Century Focused Dynamic Growth ETF
FDG
$425M
$429K 0.16%
3,558
-274
-7% -$31.5K
FEBW icon
109
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
$199M
$425K 0.16%
12,830
-245
-2% -$7.97K
PSP icon
110
Invesco Global Listed Private Equity ETF
PSP
$249M
$398K 0.15%
5,771
– –
EUAD
111
Select STOXX Europe Aerospace & Defense ETF
EUAD
$1.24B
$396K 0.15%
+8,437
New +$363K
HD icon
112
Home Depot
HD
$353B
$379K 0.14%
935
+101
+12% +$39.7K
SHY icon
113
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$376K 0.14%
4,532
-97
-2% -$8.02K
BAB icon
114
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$374K 0.14%
13,705
-1,135
-8% -$30.3K
CRWD icon
115
CrowdStrike
CRWD
$226B
$356K 0.13%
2,904
+220
+8% +$25K
BKLN icon
116
Invesco Senior Loan ETF
BKLN
$6.75B
$352K 0.13%
16,808
– –
WMT icon
117
Walmart Inc
WMT
$901B
$349K 0.13%
3,387
+2
+0.1% +$199
SCHF icon
118
Schwab International Equity ETF
SCHF
$68.5B
$347K 0.13%
14,907
– –
JUNW icon
119
AllianzIM U.S. Equity Buffer20 Jun ETF
JUNW
$374M
$339K 0.13%
10,355
-2,056
-17% -$66.5K
XLRE icon
120
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$330K 0.12%
7,836
-60
-0.8% -$2.51K
HOOD icon
121
Robinhood
HOOD
$84.9B
$308K 0.12%
+2,153
New +$235K
MAYW icon
122
AllianzIM U.S. Equity Buffer20 May ETF
MAYW
$452M
$298K 0.11%
9,041
-265
-3% -$8.63K
PGF icon
123
Invesco Financial Preferred ETF
PGF
$668M
$296K 0.11%
20,276
– –
SCHE icon
124
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$291K 0.11%
8,734
– –
COIN icon
125
Coinbase
COIN
$39.2B
$291K 0.11%
862
+207
+32% +$70.2K
3 4
5
6 7

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Joseph P. Lucia & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Joseph P. Lucia & Associates held 165 positions worth $265M, up 8.5% from $244M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates's Q3 2025 filing shows 14 new, 56 increased, 73 reduced and 4 closed positions. Its largest new stake was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K. The largest sale was Vanguard Intermediate-Term Bond ETF, an estimated $290K.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2025 buy was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K.
  • Joseph P. Lucia & Associates added most to BlackRock Flexible Income ETF in Q3 2025, an estimated $2.29M increase.
  • Joseph P. Lucia & Associates's biggest Q3 2025 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $290K.
  • Joseph P. Lucia & Associates fully exited AllianzIM U.S. Equity Buffer20 Mar ETF in Q3 2025, selling an estimated $229K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $265M portfolio in Q3 2025.
  • Joseph P. Lucia & Associates opened 14 new positions and closed 4 in Q3 2025.
  • Joseph P. Lucia & Associates's portfolio value rose 8.5% quarter-over-quarter to $265M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2025, filed 20 Oct 2025.