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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$225M
AUM Growth
+$7.83M
Cap. Flow
+$5.73M
Cap. Flow %
2.55%
Top 10 Hldgs %
32.82%
Holding
151
New
15
Increased
58
Reduced
60
Closed
5

Top Buys

Rank Stock Value
1
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$1.22M
2
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$680K
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$592K
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$577K
5
NVBW icon
AllianzIM U.S. Equity Buffer20 Nov ETF
NVBW
+$554K

Top Sells

Rank Stock Value
1
SNOW icon
Snowflake
SNOW
+$1.29M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$360K
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$289K
4
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$268K
5
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$248K

Sector Composition

Rank Sector Weight
1 Technology 9.26%
2 Consumer Discretionary 3.8%
3 Communication Services 3.15%
4 Financials 0.76%
5 Energy 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
101
JPMorgan Chase
JPM
$963B
$321K 0.14%
1,338
+28
+2% +$6.52K
XLRE icon
102
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.52B
$305K 0.14%
7,500
+1,786
+31% +$77.3K
GLD icon
103
SPDR Gold Trust
GLD
$142B
$304K 0.14%
1,257
+120
+11% +$29.5K
PFFV icon
104
Global X Variable Rate Preferred ETF
PFFV
$305M
$289K 0.13%
12,277
+164
+1% +$3.94K
VFH icon
105
Vanguard Financials ETF
VFH
$13.9B
$284K 0.13%
2,406
– –
BINC icon
106
BlackRock Flexible Income ETF
BINC
$16.3B
$283K 0.13%
5,443
+1,570
+41% +$82.7K
SCHE icon
107
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$283K 0.13%
10,617
-831
-7% -$23.5K
IWC icon
108
iShares Micro-Cap ETF
IWC
$1.5B
$279K 0.12%
2,138
– –
PGF icon
109
Invesco Financial Preferred ETF
PGF
$667M
$274K 0.12%
18,810
-355
-2% -$5.41K
VTN icon
110
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$273K 0.12%
26,064
+14,797
+131% +$166K
SPHD icon
111
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$260K 0.12%
5,385
-716
-12% -$35.8K
DECW icon
112
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$229M
$257K 0.11%
+8,460
New +$258K
BCAT icon
113
BlackRock Capital Allocation Term Trust
BCAT
$1.69B
$255K 0.11%
+16,845
New +$271K
ETHE
114
Grayscale Ethereum Staking ETF Shares
ETHE
$1.51B
$252K 0.11%
9,004
-1,000
-10% -$25.8K
XAR icon
115
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.58B
$250K 0.11%
1,506
-320
-18% -$52.8K
VNQ icon
116
Vanguard Real Estate ETF
VNQ
$38.5B
$245K 0.11%
2,753
+173
+7% +$16.3K
MAYW icon
117
AllianzIM U.S. Equity Buffer20 May ETF
MAYW
$453M
$243K 0.11%
7,977
– –
FINX icon
118
Global X FinTech ETF
FINX
$166M
$240K 0.11%
7,695
-380
-5% -$11.9K
AVGO icon
119
Broadcom
AVGO
$1.99T
$240K 0.11%
1,036
-200
-16% -$37K
XOM icon
120
ExxonMobil
XOM
$657B
$236K 0.11%
+2,195
New +$257K
VUG icon
121
Vanguard Morningstar Growth ETF
VUG
$229B
$232K 0.1%
3,390
-300
-8% -$20.2K
VTI icon
122
Vanguard Morningstar Total Stock Market ETF
VTI
$690B
$232K 0.1%
799
+1
+0.1% +$292
VTV icon
123
Vanguard Morningstar Value ETF
VTV
$192B
$224K 0.1%
+1,322
New +$232K
XLP icon
124
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$223K 0.1%
2,841
-242
-8% -$19.6K
DHY
125
Credit Suisse High Yield Credit Fund
DHY
$242M
$219K 0.1%
102,185
-20,000
-16% -$43.8K
3 4
5
6 7

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Joseph P. Lucia & Associates's Q4 2024 Portfolio in Review

As of Q4 2024, Joseph P. Lucia & Associates held 151 positions worth $225M, up 3.6% from $217M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates's Q4 2024 filing shows 15 new, 58 increased, 60 reduced and 5 closed positions. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 20,415 shares worth $687K. The largest sale was Snowflake, an estimated $1.29M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 9.5% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q4 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 20,415 shares worth $687K.
  • Joseph P. Lucia & Associates added most to Franklin Short Duration US Government ETF in Q4 2024, an estimated $1.22M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2024 reduction was Schwab US TIPS ETF, cutting an estimated $360K.
  • Joseph P. Lucia & Associates fully exited Snowflake in Q4 2024, selling an estimated $1.29M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $225M portfolio in Q4 2024.
  • Joseph P. Lucia & Associates opened 15 new positions and closed 5 in Q4 2024.
  • Joseph P. Lucia & Associates's portfolio value rose 3.6% quarter-over-quarter to $225M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2024, filed 22 Jan 2025.