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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
476
SiriusXM
SIRI
$9.43B
– –
-224
Closed -$14K
SJNK icon
477
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
– –
-2,628
Closed -$72K
SLQD icon
478
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
– –
-425
Closed -$22K
SLV icon
479
iShares Silver Trust
SLV
$31.3B
– –
-5,385
Closed -$111K
SMLV icon
480
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$263M
– –
-100
Closed -$11K
SMOG icon
481
VanEck Low Carbon Energy ETF
SMOG
$135M
– –
-210
Closed -$31K
SNAP icon
482
Snap
SNAP
$8.96B
– –
-614
Closed -$45K
SNDL icon
483
Sundial Growers
SNDL
$311M
– –
-253
Closed -$2K
SNOW icon
484
Snowflake
SNOW
$117B
– –
-15
Closed -$5K
SONN
485
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SONO icon
486
Sonos
SONO
$1.96B
– –
-200
Closed -$6K
SOXL icon
487
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$24.8B
– –
-858
Closed -$34K
SOXS icon
488
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.38B
– –
0
– -$3K
SPCE icon
489
Virgin Galactic
SPCE
$475M
– –
-20
Closed -$10K
SPFF icon
490
Global X SuperIncome Preferred ETF
SPFF
$144M
– –
-1,020
Closed -$12K
SPG icon
491
Simon Property Group
SPG
$71.7B
– –
-175
Closed -$23K
SPGI icon
492
S&P Global
SPGI
$125B
– –
-5
Closed -$2K
SPR
493
DELISTED
Spirit AeroSystems
SPR
– –
-555
Closed -$25K
SPSB icon
494
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
– –
-160
Closed -$5K
SPTL icon
495
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
– –
-880
Closed -$36K
SPXU icon
496
ProShares UltraPro Short S&P 500
SPXU
$378M
– –
-20
Closed -$7K
SQQQ icon
497
ProShares UltraPro Short QQQ
SQQQ
$1.67B
– –
-40
Closed -$43K
STAG icon
498
STAG Industrial
STAG
$7.12B
– –
-58
Closed -$2K
STM icon
499
STMicroelectronics
STM
$48.1B
– –
-400
Closed -$17K
STWD icon
500
Starwood Property Trust
STWD
$6.05B
– –
-200
Closed -$5K
18 19
20
21 22

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.