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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIOT icon
476
Riot Platforms
RIOT
$7.65B
$0 ﹤0.01%
25
– –
RMR icon
477
The RMR Group
RMR
$337M
$0 ﹤0.01%
1
– –
SCHR
478
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
– –
-372
Closed -$10K
SOHU
479
Sohu.com
SOHU
$371M
– –
-100
Closed -$1K
TDC icon
480
Teradata
TDC
$2.5B
$0 ﹤0.01%
6
– –
TTNP
481
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
UVXY icon
482
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
– –
0
– –
VYX icon
483
NCR Voyix
VYX
$1.11B
$0 ﹤0.01%
10
– –
WOOD icon
484
iShares Global Timber & Forestry ETF
WOOD
$270M
– –
-100
Closed -$6K
YELP icon
485
Yelp
YELP
$1.28B
– –
-100
Closed -$3K
Z icon
486
Zillow
Z
$7.68B
– –
-100
Closed -$3K
AAIC
487
DELISTED
Arlington Asset Investment Corp.
AAIC
– –
-300
Closed -$2K
HEXO
488
DELISTED
HEXO Corp. Common Shares
HEXO
– –
0
– –
MGI
489
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
75
-75
-50% -$241
ADXS
490
DELISTED
Advaxis Inc
ADXS
– –
-64
Closed –
WIFI
491
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-50
Closed -$1K
APHA
492
DELISTED
Aphria Inc. Common Shares
APHA
$0 ﹤0.01%
75
-40
-35% -$196
NMCI
493
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
– –
-26
Closed –
VER
494
DELISTED
VEREIT, Inc.
VER
$0 ﹤0.01%
+4
New +$192
FNG
495
DELISTED
AdvisorShares New Tech and Media ETF
FNG
– –
-300
Closed -$3K
AABA
496
DELISTED
Altaba Inc
AABA
– –
-20
Closed –
WPG
497
DELISTED
Washington Prime Group Inc.
WPG
– –
-667
Closed -$25K
PDLI
498
DELISTED
PDL BioPharma, Inc.
PDLI
$0 ﹤0.01%
100
– –
RISE
499
DELISTED
Sit Rising Rate ETF
RISE
– –
-1,000
Closed -$23K
FTR
500
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
26
– –
17 18 19
20
21

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EAM
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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.