Joseph P. Lucia & Associates’s Sit Rising Rate ETF RISE Stock Holding History

Joseph P. Lucia & Associates’s Portfolio RISE Stock Details RISE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,000	Closed	-$23K	–	499
2019 Q3	$23K	Hold	1,000	–	–	0.02%	233
2019 Q2	$23K	Sell	1,000 -22,795	-96%	-$534K	0.02%	235
2019 Q1	$1K	Buy	+23,795	New	+$573K	0.07%	123

Other funds holding RISE

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Joseph P. Lucia & Associates's RISE Position: Q4 2019 in Review

Joseph P. Lucia & Associates sold out of Sit Rising Rate ETF (RISE) in Q4 2019, closing a stake of 1,000 shares — an estimated $23K sold.

Joseph P. Lucia & Associates first reported a position in RISE in Q1 2019 and held it in 3 quarters. The position peaked at $23K in Q3 2019. 4 funds tracked by Wall St. Rank hold RISE as of Q4 2019.

Joseph P. Lucia & Associates reported no remaining Sit Rising Rate ETF position as of Q4 2019 after selling out during the quarter.
Joseph P. Lucia & Associates sold 1,000 Sit Rising Rate ETF shares in Q4 2019, an estimated $23K.
Joseph P. Lucia & Associates first reported a position in Sit Rising Rate ETF in Q1 2019 and held it in 3 quarters.
Joseph P. Lucia & Associates's Sit Rising Rate ETF position peaked at $23K in Q3 2019.
4 funds tracked by Wall St. Rank held Sit Rising Rate ETF as of Q4 2019.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.