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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
451
CSX Corp
CSX
$92.8B
– –
-471
Closed -$11K
CTRA
452
DELISTED
Coterra Energy
CTRA
– –
-40
Closed -$1K
DELL icon
453
Dell
DELL
$284B
$0 ﹤0.01%
10
– –
DHC
454
Diversified Healthcare Trust
DHC
$1.98B
– –
-2,349
Closed -$22K
DSU icon
455
BlackRock Debt Strategies Fund
DSU
$600M
– –
-1,762
Closed -$19K
EOS
456
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
– –
-1,000
Closed -$17K
ES icon
457
Eversource Energy
ES
$26.8B
– –
-150
Closed -$13K
GOVT icon
458
iShares US Treasury Bond ETF
GOVT
$43.6B
$0 ﹤0.01%
3
– –
GTX icon
459
Garrett Motion
GTX
$5.43B
$0 ﹤0.01%
2
– –
IEFA icon
460
iShares Core MSCI EAFE ETF
IEFA
$195B
$0 ﹤0.01%
1
– –
IGC icon
461
IGC Pharma
IGC
$29.3M
$0 ﹤0.01%
100
– –
IYT icon
462
iShares US Transportation ETF
IYT
$2.27B
– –
-240
Closed -$11K
LVS icon
463
Las Vegas Sands
LVS
$29.6B
– –
-100
Closed -$6K
MBOT icon
464
Microbot Medical
MBOT
$115M
$0 ﹤0.01%
1
– –
MTR
465
Mesa Royalty Trust
MTR
$5.29M
– –
-750
Closed -$6K
NAK
466
Northern Dynasty Minerals
NAK
$953M
$0 ﹤0.01%
1,000
-9,000
-90% -$4.71K
NGD
467
DELISTED
New Gold Inc
NGD
– –
-10,000
Closed -$10K
NOK icon
468
Nokia
NOK
$52.8B
$0 ﹤0.01%
+20
New +$79
OMEX icon
469
Odyssey Marine Exploration
OMEX
$53M
$0 ﹤0.01%
101
– –
OUT icon
470
Outfront Media
OUT
$5.27B
– –
-6,909
Closed -$189K
PBR icon
471
Petrobras
PBR
$116B
$0 ﹤0.01%
1
– –
PEP icon
472
PepsiCo
PEP
$189B
$0 ﹤0.01%
1
– –
PFO
473
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
– –
-6,000
Closed -$73K
PGEN icon
474
Precigen
PGEN
$2.46B
– –
-359
Closed -$2K
REZI icon
475
Resideo Technologies
REZI
$3.69B
$0 ﹤0.01%
4
– –
17 18
19
20 21

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EAM
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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.