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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDS icon
301
ProShares UltraShort S&P500
SDS
$369M
$12K 0.01%
20
+10
+100% +$6.87K
SPFF icon
302
Global X SuperIncome Preferred ETF
SPFF
$141M
$12K 0.01%
1,020
– –
DNKN
303
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$12K 0.01%
156
– –
EEM icon
304
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$11K 0.01%
250
– –
FNDB icon
305
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
$11K 0.01%
780
– –
HAL icon
306
Halliburton
HAL
$28B
$11K 0.01%
435
+185
+74% +$3.9K
KO icon
307
Coca-Cola
KO
$374B
$11K 0.01%
200
– –
SMH icon
308
VanEck Semiconductor ETF
SMH
$70.1B
$11K 0.01%
150
– –
XHB icon
309
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$11K 0.01%
245
– –
EINC icon
310
VanEck Energy Income ETF
EINC
$78.5M
$10K 0.01%
190
– –
FENG
311
Phoenix New Media
FENG
$18.5M
$10K 0.01%
833
-167
-17% -$2.71K
LUMN icon
312
Lumen
LUMN
$6.85B
$10K 0.01%
755
-200
-21% -$2.68K
MS icon
313
Morgan Stanley
MS
$338B
$10K 0.01%
200
– –
VDE icon
314
Vanguard Energy ETF
VDE
$10.3B
$10K 0.01%
120
– –
DUK icon
315
Duke Energy
DUK
$94.5B
$9K 0.01%
100
– –
HE icon
316
Hawaiian Electric Industries
HE
$2.02B
$9K 0.01%
181
+1
+0.6% +$45
IP icon
317
International Paper
IP
$21.9B
$9K 0.01%
211
– –
MCD icon
318
McDonald's
MCD
$194B
$9K 0.01%
47
– –
QGRO icon
319
American Century US Quality Growth ETF
QGRO
$2.01B
$9K 0.01%
+208
New +$8.94K
UAA icon
320
Under Armour
UAA
$2.52B
$9K 0.01%
426
– –
X
321
DELISTED
US Steel
X
$9K 0.01%
777
– –
XRX icon
322
Xerox
XRX
$427M
$9K 0.01%
+236
New +$8.25K
WMC
323
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$9K 0.01%
84
+3
+4% +$304
EVX icon
324
VanEck Environmental Services ETF
EVX
$101M
$8K 0.01%
375
– –
IFGL icon
325
iShares International Developed Real Estate ETF
IFGL
$82.2M
$8K 0.01%
267
– –
11 12
13
14 15

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EAM
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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.