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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
276
GE Aerospace
GE
$382B
– –
-1,091
Closed -$70K
GIGB icon
277
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$970M
– –
-190
Closed -$10K
GILD icon
278
Gilead Sciences
GILD
$168B
– –
-500
Closed -$35K
GIS icon
279
General Mills
GIS
$20.2B
– –
-250
Closed -$15K
GLW icon
280
Corning
GLW
$137B
– –
-648
Closed -$24K
GOOD
281
Gladstone Commercial Corp
GOOD
$619M
– –
-1,000
Closed -$21K
GOVI icon
282
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
– –
-3,062
Closed -$111K
GPRO icon
283
GoPro
GPRO
$107M
– –
-500
Closed -$5K
GRPN icon
284
Groupon
GRPN
$889M
– –
-744
Closed -$17K
GRWG icon
285
GrowGeneration
GRWG
$89.5M
– –
-400
Closed -$10K
GS icon
286
Goldman Sachs
GS
$301B
– –
-78
Closed -$29K
GVI icon
287
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
– –
-160
Closed -$18K
GYLD icon
288
Arrow Dow Jones Global Yield ETF
GYLD
$37.9M
– –
-2,445
Closed -$36K
HAS icon
289
Hasbro
HAS
$13.7B
– –
-40
Closed -$4K
HBAN icon
290
Huntington Bancshares
HBAN
$35.9B
– –
-100
Closed -$2K
HDV
291
iShares Core High Dividend ETF
HDV
$15B
– –
-1,640
Closed -$31K
HERO icon
292
Global X Video Games & Esports ETF
HERO
$67.7M
– –
-1
Closed –
HIG icon
293
Hartford Financial Services
HIG
$38.1B
– –
-435
Closed -$31K
HIPS icon
294
GraniteShares HIPS US High Income ETF
HIPS
$119M
– –
-100
Closed -$2K
HITI
295
High Tide
HITI
$206M
– –
-150
Closed -$1K
HNDL icon
296
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$635M
– –
-100
Closed -$2K
HON icon
297
Honeywell
HON
$72.9B
– –
-33
Closed -$7K
HOOD icon
298
Robinhood
HOOD
$84.9B
– –
-30
Closed -$1K
HPF
299
John Hancock Preferred Income Fund II
HPF
$345M
– –
-721
Closed -$16K
HPS
300
John Hancock Preferred Income Fund III
HPS
$462M
– –
-400
Closed -$7K
10 11
12
13 14

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EAM
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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.