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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
276
Marriott International
MAR
$90.9B
$15K 0.01%
100
– –
JPS
277
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$15K 0.01%
1,500
-750
-33% -$7.52K
CFMS
278
DELISTED
Conformis, Inc. Common Stock
CFMS
$15K 0.01%
400
– –
BIDU icon
279
Baidu
BIDU
$37.1B
$14K 0.01%
112
– –
DGX icon
280
Quest Diagnostics
DGX
$26.2B
$14K 0.01%
130
– –
INVH icon
281
Invitation Homes
INVH
$17.8B
$14K 0.01%
475
– –
NFLX icon
282
Netflix
NFLX
$318B
$14K 0.01%
440
-25,000
-98% -$741K
PFD
283
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$14K 0.01%
900
-3,100
-78% -$48.3K
VLO icon
284
Valero Energy
VLO
$90.7B
$14K 0.01%
+150
New +$14.2K
WYNN icon
285
Wynn Resorts
WYNN
$10.6B
$14K 0.01%
+100
New +$12.2K
AXP icon
286
American Express
AXP
$229B
$13K 0.01%
107
– –
EFC
287
Ellington Financial
EFC
$1.72B
$13K 0.01%
715
+45
+7% +$822
EZM icon
288
WisdomTree US MidCap Fund
EZM
$952M
$13K 0.01%
300
– –
IIPR icon
289
Innovative Industrial Properties
IIPR
$1.66B
$13K 0.01%
170
– –
MRVL icon
290
Marvell Technology
MRVL
$187B
$13K 0.01%
+500
New +$12.7K
MYN icon
291
BlackRock MuniYield New York Quality Fund
MYN
$376M
$13K 0.01%
1,000
– –
NMM icon
292
Navios Maritime Partners
NMM
$2.24B
$13K 0.01%
697
– –
PHK
293
PIMCO High Income Fund
PHK
$878M
$13K 0.01%
1,680
+17
+1% +$130
SMLV icon
294
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$258M
$13K 0.01%
125
– –
AMP icon
295
Ameriprise Financial
AMP
$49.2B
$12K 0.01%
75
– –
DBO icon
296
Invesco DB Oil Fund
DBO
$390M
$12K 0.01%
1,150
– –
ETR icon
297
Entergy
ETR
$49.3B
$12K 0.01%
290
– –
IOO icon
298
iShares Global 100 ETF
IOO
$9.47B
$12K 0.01%
218
+2
+0.9% +$103
MDYV icon
299
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
$12K 0.01%
220
– –
MNKD icon
300
MannKind Corp
MNKD
$1.26B
$12K 0.01%
9,011
+400
+5% +$512
10 11
12
13 14

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EAM
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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.