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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBE icon
276
State Street SPDR S&P Bank ETF
KBE
$1.71B
$15K 0.02%
350
– –
QCOM icon
277
Qualcomm
QCOM
$170B
$15K 0.02%
200
– –
VYM icon
278
Vanguard High Dividend Yield ETF
VYM
$83.7B
$15K 0.02%
170
– –
DGX icon
279
Quest Diagnostics
DGX
$26.2B
$14K 0.01%
130
– –
INVH icon
280
Invitation Homes
INVH
$17.8B
$14K 0.01%
+475
New +$13.4K
KRG icon
281
Kite Realty
KRG
$5.29B
$14K 0.01%
880
– –
SIRI icon
282
SiriusXM
SIRI
$9.7B
$14K 0.01%
225
-1,527
-87% -$93.9K
AXP icon
283
American Express
AXP
$229B
$13K 0.01%
107
– –
ES icon
284
Eversource Energy
ES
$26.8B
$13K 0.01%
150
– –
IWP icon
285
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$13K 0.01%
188
– –
MYN icon
286
BlackRock MuniYield New York Quality Fund
MYN
$376M
$13K 0.01%
1,000
– –
PHK
287
PIMCO High Income Fund
PHK
$878M
$13K 0.01%
1,663
-350
-17% -$2.76K
BIDU icon
288
Baidu
BIDU
$37.1B
$12K 0.01%
112
+50
+81% +$5.37K
COST icon
289
Costco
COST
$423B
$12K 0.01%
40
-20
-33% -$5.63K
EFC
290
Ellington Financial
EFC
$1.72B
$12K 0.01%
670
– –
ETR icon
291
Entergy
ETR
$49.3B
$12K 0.01%
290
– –
EZM icon
292
WisdomTree US MidCap Fund
EZM
$952M
$12K 0.01%
300
– –
LUMN icon
293
Lumen
LUMN
$6.85B
$12K 0.01%
955
– –
MAR icon
294
Marriott International
MAR
$90.9B
$12K 0.01%
100
– –
NMM icon
295
Navios Maritime Partners
NMM
$2.24B
$12K 0.01%
697
– –
SMLV icon
296
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$258M
$12K 0.01%
125
– –
SPFF icon
297
Global X SuperIncome Preferred ETF
SPFF
$141M
$12K 0.01%
1,020
– –
VBR icon
298
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$12K 0.01%
94
+44
+88% +$5.63K
DNKN
299
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$12K 0.01%
156
+1
+0.6% +$81
CELG
300
DELISTED
Celgene Corp
CELG
$12K 0.01%
120
– –
10 11
12
13 14

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.